XXII

22nd Century Group
XXII

Overview Fund Activity

37 hedge funds and large institutions have $4.59M invested in 22nd Century Group in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 7 closing their positions.

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
9
Increased
10
Reduced
5
Closed
7
Calls
$111K
Puts
$116K
Net Calls
-$5K
Net Calls Change
+$52K

Top Buyers

1
RCM
1
Rotella Capital Management
Washington
$1.4M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.62M
3
Deutsche Bank
3
Deutsche Bank
Germany
$41K
4
VKH
4
Virtu KCG Holdings
New York
$33K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$66K

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$0
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$60K
3
SA
3
Strategic Advisors
New York
$0
4
Goldman Sachs
4
Goldman Sachs
New York
$68K
5
BC
5
Barnett & Company
Tennessee
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BIM
26
BlackRock Investment Management
Delaware
$13K 9,338 +274 +3%
Citadel Advisors
27
Citadel Advisors
Florida
$10K 7,038 +7,038 New
UBS Group
28
UBS Group
Switzerland
$9K 6,389 +6,389 New
TRCT
29
Tower Research Capital (TRC)
New York
$2K 1,618 +1,618 New
Morgan Stanley
30
Morgan Stanley
New York
$1K 1,000 -15,440 -94%
MFS
31
MSI Financial Services
Massachusetts
$1K 1,000 – –
Creative Planning
32
Creative Planning
Kansas
$1K 1,000 – –
Citigroup
33
Citigroup
New York
$1K 755 +755 New
Millennium Management
34
Millennium Management
New York
– – -149,626 Closed
SA
35
Strategic Advisors
New York
– – -49,250 Closed
BC
36
Barnett & Company
Tennessee
– – -20,000 Closed
SIC
37
Salem Investment Counselors
North Carolina
– – -19,200 Closed
DADC
38
D.A. Davidson & Co
Montana
– – -2,000 Closed
VIA
39
Vantage Investment Advisors
Pennsylvania
– – -1,000 Closed
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
– – -371 Closed
QAM
41
QCI Asset Management
New York
$0 100 – –
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$0 261 – –
FMA
43
FNY Managed Accounts
New York
– – – –
ST
44
Spot Trading
Illinois
– – – –
JPMorgan Chase & Co
45
JPMorgan Chase & Co
New York
$0 1 +1 New
Simplex Trading
46
Simplex Trading
Illinois
$0 378 +327 +641%
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