XXII

22nd Century Group
XXII

Overview Fund Activity

35 hedge funds and large institutions have $2.01M invested in 22nd Century Group in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 15 closing their positions.

Holders
35
Holders Change
-6
Holders Change %
-14.63%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
5
Reduced
8
Closed
15
Calls
$8K
Puts
$65K
Net Calls
-$57K
Net Calls Change
-$9K

Top Buyers

1
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$82K
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$894K
3
Bank of America
3
Bank of America
North Carolina
$38K
4
Millennium Management
4
Millennium Management
New York
$126K
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$17K

Top Sellers

1
Northern Trust
1
Northern Trust
Illinois
$54K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$22K
3
TCIM
3
TIAA CREF Investment Management
New York
$0
4
COPPSERS
4
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$62K
Name Market Value Shares Shares
Change 		Shares
Change %
BIM
26
BlackRock Investment Management
Delaware
$8K 9,064 – –
VFA
27
Voya Financial Advisors
Connecticut
$8K 10,000 – –
VIA
28
Vantage Investment Advisors
Pennsylvania
$1K 1,000 – –
DADC
29
D.A. Davidson & Co
Montana
$1K 2,000 – –
MFS
30
MSI Financial Services
Massachusetts
$1K 1,000 +1,000 New
Creative Planning
31
Creative Planning
Kansas
$1K 1,000 +1,000 New
TCIM
32
TIAA CREF Investment Management
New York
– – -107,850 Closed
COPPSERS
33
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– – -80,288 Closed
Deutsche Bank
34
Deutsche Bank
Germany
– – -73,084 Closed
PP
35
Paloma Partners
Connecticut
– – -69,450 Closed
AGM
36
Alpine Global Management
New York
– – -64,351 Closed
CS
37
Credit Suisse
Switzerland
– – -51,692 Closed
New York State Common Retirement Fund
38
New York State Common Retirement Fund
New York
– – -38,826 Closed
LP
39
LMR Partners
United Kingdom
– – -36,673 Closed
Squarepoint
40
Squarepoint
New York
– – -23,100 Closed
SFM
41
Soros Fund Management
New York
– – -17,200 Closed
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
– – -15,612 Closed
VKH
43
Virtu KCG Holdings
New York
– – -15,469 Closed
JG
44
Jefferies Group
New York
– – -7,002 Closed
UBS Group
45
UBS Group
Switzerland
– – -5,038 Closed
Barclays
46
Barclays
United Kingdom
– – -767 Closed
ST
47
Spot Trading
Illinois
– – – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$0 261 – –
QAM
49
QCI Asset Management
New York
$0 100 – –
Royal Bank of Canada
50
Royal Bank of Canada
Ontario, Canada
$0 371 – –
1
2
3