XXII

22nd Century Group
XXII

Overview Fund Activity

44 hedge funds and large institutions have $4.42M invested in 22nd Century Group in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 9 closing their positions.

Holders
44
Holders Change
-6
Holders Change %
-12%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
15
Reduced
10
Closed
9
Calls
$24K
Puts
$14K
Net Calls
+$10K
Net Calls Change
-$549K

Top Buyers

1
Vanguard Group
1
Vanguard Group
Pennsylvania
$865K
2
FMA
2
FNY Managed Accounts
New York
$82.8K
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$65K
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$31K
5
Deutsche Bank
5
Deutsche Bank
Germany
$22K

Top Sellers

1
FNYS
1
First New York Securities
New York
$0
2
VKH
2
Virtu KCG Holdings
New York
$0
3
CS
3
Credit Suisse
Switzerland
$17K
4
Goldman Sachs
4
Goldman Sachs
New York
$0
5
AGM
5
Alpine Global Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CS
26
Credit Suisse
Switzerland
$17K 20,020 -38,649 -66%
Morgan Stanley
27
Morgan Stanley
New York
$17K 19,140 -598 -3%
BC
28
Barnett & Company
Tennessee
$17K 20,000 +10,000 +100%
CPA
29
Cowen Prime Advisors
New York
$16K 18,746 – –
AQR Capital Management
30
AQR Capital Management
Connecticut
$14K 16,600 – –
Bank of America
31
Bank of America
North Carolina
$13K 14,989 +103 +0.7%
PPA
32
Parametric Portfolio Associates
Washington
$12K 14,024 -12,198 -47%
Group One Trading
33
Group One Trading
Illinois
$11K 12,582 -25,442 -67%
UBS Group
34
UBS Group
Switzerland
$10K 12,186 +5,494 +82%
VFA
35
Voya Financial Advisors
Connecticut
$9K 10,000 +10,000 New
Wells Fargo
36
Wells Fargo
California
$8K 8,888 +482 +6%
Citigroup
37
Citigroup
New York
$3K 2,472 -5,954 -71%
DADC
38
D.A. Davidson & Co
Montana
$1K 2,000 – –
Creative Planning
39
Creative Planning
Kansas
$1K 1,000 – –
VIA
40
Vantage Investment Advisors
Pennsylvania
$1K 1,000 – –
BNP Paribas Financial Markets
41
BNP Paribas Financial Markets
France
$905 1,052 +1,052 New
FNYS
42
First New York Securities
New York
– – -510,862 Closed
VKH
43
Virtu KCG Holdings
New York
– – -65,214 Closed
Goldman Sachs
44
Goldman Sachs
New York
– – -17,735 Closed
AGM
45
Alpine Global Management
New York
– – -14,439 Closed
Renaissance Technologies
46
Renaissance Technologies
New York
– – -12,352 Closed
LTFS
47
Ladenburg Thalmann Financial Services
Florida
– – -10,000 Closed
Citadel Advisors
48
Citadel Advisors
Florida
– – -2,720 Closed
Simplex Trading
49
Simplex Trading
Illinois
– – -1,718 Closed
Barclays
50
Barclays
United Kingdom
$0 1,352 -1,215 -47%
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