XXII

22nd Century Group
XXII

Overview Fund Activity

4 hedge funds and large institutions have $13.9M invested in 22nd Century Group in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, increasing their positions, reducing their positions, and 0 closing their positions.

Holders
4
Holders Change
+2
Holders Change %
+100%
% of All Funds
0.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
–
Reduced
–
Closed
–
Calls
$358K
Puts
$442K
Net Calls
-$84K
Net Calls Change
-$784K

Top Buyers

1
Northern Trust
1
Northern Trust
Illinois
$1.09M
2
State Street
2
State Street
Massachusetts
$1M

Top Sellers

1
BIT
1
BlackRock Institutional Trust
California
$790K
2
TCIM
2
TIAA CREF Investment Management
New York
$499K
3
Millennium Management
3
Millennium Management
New York
$507K
4
VKH
4
Virtu KCG Holdings
New York
$0
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$388K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
26
Morgan Stanley
New York
$62K -$87K – –
RhumbLine Advisers
27
RhumbLine Advisers
Massachusetts
$61K -$56K – –
CCM
28
Condor Capital Management
New Jersey
$53K -$64K – –
BCM
29
Bluefin Capital Management
New York
$48K – – –
CPA
30
Cowen Prime Advisors
New York
$47K -$81K – –
TRCT
31
Tower Research Capital (TRC)
New York
$45K -$22K – –
BA
32
BlackRock Advisors
Delaware
$44K -$54K – –
AQR Capital Management
33
AQR Capital Management
Connecticut
$42K – – –
EGA
34
Eagle Global Advisors
Texas
$41K – – –
ProShare Advisors
35
ProShare Advisors
Maryland
$41K -$61K – –
Citadel Advisors
36
Citadel Advisors
Florida
$38K -$3K – –
Bank of America
37
Bank of America
North Carolina
$38K -$146K – –
Principal Financial Group
38
Principal Financial Group
Iowa
$35K – – –
SO
39
STRS Ohio
Ohio
$35K – – –
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$25K -$31K – –
Wells Fargo
41
Wells Fargo
California
$21K -$29K – –
BNP Paribas Financial Markets
42
BNP Paribas Financial Markets
France
$6.27K – – –
DADC
43
D.A. Davidson & Co
Montana
$5K -$6K – –
Citigroup
44
Citigroup
New York
$4K -$3K – –
Creative Planning
45
Creative Planning
Kansas
$4K -$3K – –
Barclays
46
Barclays
United Kingdom
$1K -$3K – –
Deutsche Bank
47
Deutsche Bank
Germany
$1K – – –
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$26 – – –
VKH
49
Virtu KCG Holdings
New York
– -$734K – –
VFA
50
Virtus Fund Advisers
Connecticut
– -$11K – –
1
2
3