XXII

22nd Century Group
XXII

Overview Fund Activity

2 hedge funds and large institutions have $14M invested in 22nd Century Group in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, increasing their positions, reducing their positions, and 1 closing their positions.

Holders
2
Holders Change
+1
Holders Change %
+100%
% of All Funds
0.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
–
Reduced
–
Closed
1
Calls
$1.04M
Puts
$336K
Net Calls
+$700K
Net Calls Change
+$702K

Top Buyers

1
BFA
1
BlackRock Fund Advisors
California
$3.11M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.26M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$844K
2
Citigroup
2
Citigroup
New York
$3K
3
FNYS
3
First New York Securities
New York
$0
4
HCS
4
Harvest Capital Strategies
California
$0
5
BHWM
5
Bar Harbor Wealth Management
New Hampshire
$284K
Name Holding Trade Value Shares
Change 		Shares
Change %
CCM
26
Condor Capital Management
New Jersey
$64K -$65K – –
ProShare Advisors
27
ProShare Advisors
Maryland
$61K – – –
RhumbLine Advisers
28
RhumbLine Advisers
Massachusetts
$56K – – –
BA
29
BlackRock Advisors
Delaware
$54K – – –
CS
30
Credit Suisse
Switzerland
$47K -$43K – –
D.E. Shaw & Co
31
D.E. Shaw & Co
New York
$43K – – –
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$31K -$33K – –
Wells Fargo
33
Wells Fargo
California
$29K -$21K – –
TRCT
34
Tower Research Capital (TRC)
New York
$22K – – –
VFA
35
Virtus Fund Advisers
Connecticut
$11K – – –
DADC
36
D.A. Davidson & Co
Montana
$6K -$6K – –
Citadel Advisors
37
Citadel Advisors
Florida
$3K -$120K – –
Creative Planning
38
Creative Planning
Kansas
$3K – – –
Barclays
39
Barclays
United Kingdom
$3K – – –
Citigroup
40
Citigroup
New York
$3K -$406K – –
SA
41
Strategic Advisors
New York
– -$144K – –
LP
42
LMR Partners
United Kingdom
– -$118K – –
Jane Street
43
Jane Street
New York
– -$188K – –
FNYS
44
First New York Securities
New York
– -$385K – –
U
45
UBS
Switzerland
– -$134K – –
BCM
46
Bluefin Capital Management
New York
– -$100K – –
HCS
47
Harvest Capital Strategies
California
– -$372K – –
Group One Trading
48
Group One Trading
Illinois
– -$132K – –
1
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