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State Street Utilities Select Sector SPDR ETF

362 hedge funds and large institutions have $5.45B invested in State Street Utilities Select Sector SPDR ETF in 2013 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 103 increasing their positions, 138 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 45

71.84% more ownership

Funds ownership: 141.49%213.32% (+72%)

62% more funds holding in top 10

Funds holding in top 10: 1321 (+8)

47% more capital invested

Capital invested by funds: $3.71B → $5.45B (+$1.74B)

10% more funds holding

Funds holding: 330362 (+32)

22% less call options, than puts

Call options by funds: $212M | Put options by funds: $270M

25% less repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 138

Holders
362
Holders Change
+32
Holders Change %
+9.7%
% of All Funds
10.5%
Holding in Top 10
21
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+61.54%
% of All Funds
0.61%
New
80
Increased
103
Reduced
138
Closed
45
Calls
$212M
Puts
$270M
Net Calls
-$58.2M
Net Calls Change
-$745M
Name Holding Trade Value Shares
Change
Change in
Stake
DY
76
Dowling & Yahnke
California
$3.42M -$84.7K -4,430 -2%
HJA
77
Hugh Johnson Advisors
New York
$3.32M +$6.01K +314 +0.2%
SSB
78
Sandy Spring Bank
Maryland
$3.29M -$194K -10,126 -6%
MLM
79
Mount Lucas Management
Pennsylvania
$3.28M +$470K +24,592 +17%
N
80
Nuveen
North Carolina
$3.23M -$4.39M -229,360 -57%
LFM
81
Lumina Fund Management
New York
$3.16M
FFBTD
82
First Financial Bank - Trust Division
Ohio
$3.13M -$330K -17,226 -9%
Fifth Third Bancorp
83
Fifth Third Bancorp
Ohio
$3.03M +$1.2M +62,788 +65%
TRCT
84
Tower Research Capital (TRC)
New York
$2.93M -$967K -50,534 -25%
MIM
85
Macroview Investment Management
Maryland
$2.92M -$408K -21,304 -12%
MBT
86
Monroe Bank & Trust
Michigan
$2.85M -$103K -5,360 -3%
Northwestern Mutual Wealth Management
87
Northwestern Mutual Wealth Management
Wisconsin
$2.8M +$65.7K +3,436 +2%
GEM
88
Global Endowment Management
North Carolina
$2.75M -$253K -13,200 -8%
MFS
89
MSI Financial Services
Massachusetts
$2.65M +$243K +12,690 +10%
TFA
90
Toth Financial Advisory
Virginia
$2.5M -$78.8K -4,120 -3%
FIG
91
Fusion Investment Group
Pennsylvania
$2.46M +$2.47M +129,382 New
AIG
92
American International Group
New York
$2.44M -$115K -6,000 -4%
CP
93
Cinque Partners
California
$2.42M +$364K +19,004 +17%
EVM
94
Evelyn V. Moreno
$2.32M +$2.33M +122,022 New
NMIFOAC
95
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$2.28M
RJA
96
Raymond James & Associates
Florida
$2.21M -$823K -43,036 -27%
VKH
97
Virtu KCG Holdings
New York
$2.21M -$1.66M -86,682 -43%
BHWM
98
Bar Harbor Wealth Management
New Hampshire
$2.18M -$52.3K -2,734 -2%
NPC
99
National Planning Corporation
California
$2.17M -$119K -6,226 -5%
CCT
100
Chemung Canal Trust
New York
$2.11M +$88.2K +4,612 +4%

XLU Hedge Fund Activity: Q4 2013 in Review

362 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street Utilities Select Sector SPDR ETF (XLU) for Q4 2013, worth a combined $5.45B — up 47% from $3.71B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new XLU positions and 45 closed out — a net gain of 35 holders — while 103 added to existing stakes and 138 trimmed.

The largest buyer was Citigroup, adding an estimated $619M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $25M.

  • 362 institutional investors held State Street Utilities Select Sector SPDR ETF (XLU) as of Q4 2013, up from 330 in Q3 2013.
  • Funds reported $5.45B of State Street Utilities Select Sector SPDR ETF stock for Q4 2013, up 47% quarter-over-quarter.
  • 80 funds opened new State Street Utilities Select Sector SPDR ETF positions in Q4 2013 and 45 closed out, a net change of +35 holders.
  • The largest State Street Utilities Select Sector SPDR ETF buyer in Q4 2013 was Citigroup, an estimated $619M added.
  • The largest State Street Utilities Select Sector SPDR ETF seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $25M sold.

Based on aggregated 13F filings for Q4 2013.