Maple Securities USA’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

Maple Securities USA’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-79,200	Closed	-$1.71M	–	36
2015 Q3	$1.71M	Sell	79,200 -3,800	-5%	-$81.8K	0.22%	26
2015 Q2	$1.72M	Buy	83,000 +24,474	+42%	+$536K	0.16%	49
2015 Q1	$1.3M	Sell	58,526 -802,674	-93%	-$18.5M	0.11%	51
2014 Q4	$20.3M	Buy	861,200 +775,660	+907%	+$17.6M	1.6%	6
2014 Q3	$1.8M	Sell	85,540 -208,660	-71%	-$4.42M	0.2%	25
2014 Q2	$6.51M	Sell	294,200 -388,220	-57%	-$8.26M	0.72%	10
2014 Q1	$14.1M	Buy	+682,420	New	+$13.5M	1.25%	8
2013 Q4	–	Sell	-956,400	Closed	-$17.9M	–	524
2013 Q3	$17.9M	Buy	956,400 +769,600	+412%	+$14.7M	1.42%	12
2013 Q2	$3.52M	Buy	+186,800	New	+$3.66M	0.32%	70

Other funds holding XLU

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

SGI

Swan Global Investments Durango, Colorado $3B AUM 15.66% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Maple Securities USA's XLU Position: Q4 2015 in Review

Maple Securities USA sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q4 2015, closing a stake of 79,200 shares — an estimated $1.71M sold.

Maple Securities USA first reported a position in XLU in Q2 2013 and held it in 9 quarters. The position peaked at $20.3M in Q4 2014. 446 funds tracked by Wall St. Rank hold XLU as of Q4 2015.

Maple Securities USA reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q4 2015 after selling out during the quarter.
Maple Securities USA sold 79,200 State Street Utilities Select Sector SPDR ETF shares in Q4 2015, an estimated $1.71M.
Maple Securities USA first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2013 and held it in 9 quarters.
Maple Securities USA's State Street Utilities Select Sector SPDR ETF position peaked at $20.3M in Q4 2014.
446 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q4 2015.

Based on Maple Securities USA's 13F filing for Q4 2015, filed 15 Jan 2016.