|
1
|
Saba Capital Management
New York
|
$31.8M
|
–
|
–
|
–
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$22.3M
|
-$256K
|
-22,596
|
-1%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$3.89M
|
-$839K
|
-73,929
|
-18%
|
|
|
4
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$2.81M
|
-$367K
|
-32,364
|
-12%
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$2.71M
|
+$255K
|
+22,470
|
+11%
|
|
|
6
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$2.33M
|
+$443K
|
+39,001
|
+24%
|
|
|
7
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.82M
|
-$25K
|
-2,200
|
-1%
|
|
|
8
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
$1.73M
|
-$881K
|
-77,584
|
-34%
|
|
|
9
|
|
$1.7M
|
+$274K
|
+24,117
|
+20%
|
|
|
10
|
Logan Stone Capital
Chicago,
Illinois
|
$1.41M
|
-$88.8K
|
-7,825
|
-6%
|
|
|
11
|
Lido Advisors
Los Angeles,
California
|
$1.15M
|
-$12.5K
|
-1,100
|
-1%
|
|
|
12
|
AQR Arbitrage
Greenwich,
Connecticut
|
$758K
|
-$377K
|
-33,219
|
-34%
|
|
|
13
|
Ashton Thomas Securities
Rochester,
New York
|
$525K
|
–
|
–
|
–
|
|
|
14
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$479K
|
+$14.6K
|
+1,284
|
+3%
|
|
|
15
|
Sanders Morris Harris
Houston,
Texas
|
$450K
|
–
|
–
|
–
|
|
|
16
|
Stifel Financial
St. Louis,
Missouri
|
$440K
|
+$5.37K
|
+473
|
+1%
|
|
|
17
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$423K
|
+$56.8K
|
+5,001
|
+16%
|
|
|
18
|
UBS Group
Zurich,
Switzerland
|
$317K
|
-$4.47K
|
-394
|
-1%
|
|
|
19
|
Peapack-Gladstone Financial Corp
Bedminster,
New Jersey
|
$231K
|
–
|
–
|
–
|
|
|
20
|
Shufro Rose & Co
New York
|
$225K
|
–
|
–
|
–
|
|
|
21
|
Wells Fargo
San Francisco,
California
|
$187K
|
+$22.7K
|
+1,999
|
+14%
|
|
|
22
|
Capital Investment Counsel (Colorado)
Denver,
Colorado
|
$184K
|
–
|
–
|
–
|
|
|
23
|
MML Investors Services
Springfield,
Massachusetts
|
$152K
|
–
|
–
|
–
|
|
|
24
|
Osaic Holdings
Scottsdale,
Arizona
|
$150K
|
-$86.7K
|
-7,635
|
-37%
|
|
|
25
|
Canandaigua National Bank & Trust
Canandaigua,
New York
|
$150K
|
–
|
–
|
–
|
|
