|
1
|
Karpus Investment Management
Pittsford,
New York
|
$3.69M
|
-$202K
|
-15,023
|
-5%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$2.79M
|
+$284K
|
+21,085
|
+12%
|
|
|
3
|
|
$1.95M
|
-$245K
|
-18,160
|
-11%
|
|
|
4
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.92M
|
+$230K
|
+17,100
|
+14%
|
|
|
5
|
Samson Capital Advisors
New York
|
$1.1M
|
+$1.07M
|
+79,531
|
New
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$1.07M
|
+$11.3K
|
+839
|
+1%
|
|
|
7
|
|
$974K
|
+$953K
|
+70,689
|
New
|
|
|
8
|
UBS Group
Zurich,
Switzerland
|
$769K
|
+$205K
|
+15,189
|
+37%
|
|
|
9
|
Horizon Kinetics
New York
|
$558K
|
–
|
–
|
–
|
|
|
10
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$387K
|
+$566
|
+42
|
+0.1%
|
|
|
11
|
Shufro Rose & Co
New York
|
$344K
|
–
|
–
|
–
|
|
|
12
|
Lucas Capital Management
Red Bank,
New Jersey
|
$309K
|
–
|
–
|
–
|
|
|
13
|
LPL Financial
San Diego,
California
|
$240K
|
-$128K
|
-9,500
|
-35%
|
|
|
14
|
Harbour Capital Advisors
Tysons Corner,
Virginia
|
$228K
|
-$5.24K
|
-389
|
-2%
|
|
|
15
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$218K
|
+$167K
|
+12,400
|
+365%
|
|
|
16
|
Essex Financial Services
Essex,
Connecticut
|
$211K
|
–
|
–
|
–
|
|
|
17
|
Landscape Capital Management
Englewood,
New Jersey
|
$207K
|
-$292K
|
-21,669
|
-59%
|
|
|
18
|
Credit Suisse
Zurich,
Switzerland
|
$169K
|
–
|
–
|
–
|
|
|
19
|
Creative Planning
Overland Park,
Kansas
|
$167K
|
–
|
–
|
–
|
|
|
20
|
AQR Arbitrage
Greenwich,
Connecticut
|
$164K
|
-$195K
|
-14,471
|
-55%
|
|
|
21
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$163K
|
+$159K
|
+11,799
|
New
|
|
|
22
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$103K
|
+$100K
|
+7,444
|
New
|
|
|
23
|
Bank of America
Charlotte,
North Carolina
|
$95K
|
-$13.5K
|
-1,000
|
-13%
|
|
|
24
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$37K
|
-$110K
|
-8,171
|
-76%
|
|
|
25
|
Focused Wealth Management
Newburgh,
New York
|
$26K
|
–
|
–
|
–
|
|
