|
1
|
Saba Capital Management
New York
|
$31M
|
+$65
|
+6
|
+0%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$22M
|
+$3.67M
|
+340,895
|
+21%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$4.63M
|
+$80.3K
|
+7,454
|
+2%
|
|
|
4
|
Robinson Capital Management
Grosse Pointe Farms,
Michigan
|
$3.09M
|
-$1.17M
|
-108,731
|
-28%
|
|
|
5
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
$2.56M
|
+$72K
|
+6,684
|
+3%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$2.39M
|
+$180K
|
+16,727
|
+9%
|
|
|
7
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.83M
|
+$688K
|
+63,854
|
+65%
|
|
|
8
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.8M
|
-$48.5K
|
-4,500
|
-3%
|
|
|
9
|
Logan Stone Capital
Chicago,
Illinois
|
$1.46M
|
-$1.16M
|
-107,495
|
-45%
|
|
|
10
|
|
$1.39M
|
-$25.3K
|
-2,350
|
-2%
|
|
|
11
|
Whitebox Advisors
Minneapolis,
Minnesota
|
$1.35M
|
+$902K
|
+83,766
|
+229%
|
|
|
12
|
Lido Advisors
Los Angeles,
California
|
$1.14M
|
-$342K
|
-31,800
|
-24%
|
|
|
13
|
AQR Arbitrage
Greenwich,
Connecticut
|
$1.11M
|
-$346K
|
-32,155
|
-25%
|
|
|
14
|
Almitas Capital
Santa Monica,
California
|
$1.09M
|
-$623K
|
-57,891
|
-37%
|
|
|
15
|
Fort Point Capital Partners
San Francisco,
California
|
$860K
|
+$55.6K
|
+5,159
|
+7%
|
|
|
16
|
Ashton Thomas Securities
Rochester,
New York
|
$725K
|
+$490K
|
+45,500
|
New
|
|
|
17
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$452K
|
+$187K
|
+17,382
|
+76%
|
|
|
18
|
Sanders Morris Harris
Houston,
Texas
|
$438K
|
–
|
–
|
–
|
|
|
19
|
Stifel Financial
St. Louis,
Missouri
|
$424K
|
+$9.19K
|
+853
|
+2%
|
|
|
20
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$356K
|
+$808
|
+75
|
+0.2%
|
|
|
21
|
UBS Group
Zurich,
Switzerland
|
$314K
|
-$86K
|
-7,987
|
-22%
|
|
|
22
|
Osaic Holdings
Scottsdale,
Arizona
|
$232K
|
-$10.5K
|
-971
|
-4%
|
|
|
23
|
Peapack-Gladstone Financial Corp
Bedminster,
New Jersey
|
$225K
|
–
|
–
|
–
|
|
|
24
|
Shufro Rose & Co
New York
|
$225K
|
–
|
–
|
–
|
|
|
25
|
Capital Investment Counsel (Colorado)
Denver,
Colorado
|
$180K
|
+$172K
|
+16,000
|
New
|
|
