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Vanguard S&P Small-Cap 600 Growth ETF

64 hedge funds and large institutions have $149M invested in Vanguard S&P Small-Cap 600 Growth ETF in 2018 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 29 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

164% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 11

19% more funds holding

Funds holding: 5464 (+10)

17% more capital invested

Capital invested by funds: $128M → $149M (+$21.2M)

4.2% less ownership

Funds ownership: 60.52%56.32% (-4.2%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
64
Holders Change
+10
Holders Change %
+18.52%
% of All Funds
1.46%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
14
Increased
29
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RWP
1
RWA Wealth Partners
Massachusetts
$14M +$206K +2,388 +1%
Morgan Stanley
2
Morgan Stanley
New York
$10.8M -$1.45M -16,772 -12%
LPL Financial
3
LPL Financial
California
$9.39M +$1.4M +16,270 +18%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.1M -$14M -161,714 -61%
Deutsche Bank
5
Deutsche Bank
Germany
$8.99M +$324K +3,750 +4%
FAAS
6
First Allied Advisory Services
California
$8.1M -$3.4M -39,394 -30%
RJA
7
Raymond James & Associates
Florida
$7.68M +$717K +8,310 +10%
GA
8
Gateway Advisory
New Jersey
$6.83M +$1.78M +20,608 +35%
Bank of America
9
Bank of America
North Carolina
$6.41M +$2.33M +27,054 +58%
APA
10
American Portfolios Advisors
New York
$6.21M +$163K +1,892 +3%
SI
11
Stephens Inc
Arkansas
$5.89M +$5.86M +67,966 New
MML Investors Services
12
MML Investors Services
Massachusetts
$5.69M +$1.82M +21,110 +47%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$4.85M +$785K +9,094 +19%
Jane Street
14
Jane Street
New York
$4.63M +$3.03M +35,100 +191%
AG
15
Advisor Group
Arizona
$4.47M +$1.36M +15,746 +44%
JG
16
Jefferies Group
New York
$4.33M +$4.31M +50,000 New
Stifel Financial
17
Stifel Financial
Missouri
$3.74M -$117K -1,356 -3%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$3.36M +$502K +5,816 +18%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.95M +$700K +8,118 +31%
PAG
20
Private Advisor Group
New Jersey
$2.26M +$2.02M +23,460 +881%
UBS Group
21
UBS Group
Switzerland
$2.17M +$161K +1,864 +8%
Ameriprise
22
Ameriprise
Minnesota
$2.04M +$406K +4,710 +25%
JMPWA
23
JP Morgan Private Wealth Advisors
California
$1.7M
IWM
24
IHT Wealth Management
Illinois
$1.68M +$958K +11,108 +134%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.42M -$1.29M -14,968 -48%

VIOG Hedge Fund Activity: Q3 2018 in Review

64 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 Growth ETF (VIOG) for Q3 2018, worth a combined $149M — up 17% from $128M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new VIOG positions and 4 closed out — a net gain of 10 holders — while 29 added to existing stakes and 11 trimmed.

The largest buyer was Stephens Inc, opening a new position worth an estimated $5.86M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $14M.

  • 64 institutional investors held Vanguard S&P Small-Cap 600 Growth ETF (VIOG) as of Q3 2018, up from 54 in Q2 2018.
  • Funds reported $149M of Vanguard S&P Small-Cap 600 Growth ETF stock for Q3 2018, up 17% quarter-over-quarter.
  • 14 funds opened new Vanguard S&P Small-Cap 600 Growth ETF positions in Q3 2018 and 4 closed out, a net change of +10 holders.
  • The largest Vanguard S&P Small-Cap 600 Growth ETF buyer in Q3 2018 was Stephens Inc, an estimated $5.86M added.
  • The largest Vanguard S&P Small-Cap 600 Growth ETF seller in Q3 2018 was Raymond James Financial Services Advisors, an estimated $14M sold.

Based on aggregated 13F filings for Q3 2018.