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Vanguard S&P Small-Cap 600 Growth ETF

32 hedge funds and large institutions have $51.6M invested in Vanguard S&P Small-Cap 600 Growth ETF in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,700% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 1

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

98% more capital invested

Capital invested by funds: $26M → $51.6M (+$25.6M)

19% more funds holding

Funds holding: 2732 (+5)

12.3% more ownership

Funds ownership: 40.2%52.49% (+12%)

Holders
32
Holders Change
+5
Holders Change %
+18.52%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
18
Reduced
1
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$15.5M +$7.47M +123,712 +105%
Morgan Stanley
2
Morgan Stanley
New York
$5.61M +$2.9M +48,092 +123%
FAAS
3
First Allied Advisory Services
California
$5.16M +$774K +12,808 +19%
LPL Financial
4
LPL Financial
California
$4.48M +$838K +13,878 +25%
UBS Group
5
UBS Group
Switzerland
$4.05M +$2.5M +41,426 +191%
Jane Street
6
Jane Street
New York
$2.48M +$2.33M +38,554 New
Stifel Financial
7
Stifel Financial
Missouri
$2M +$333K +5,520 +21%
RJA
8
Raymond James & Associates
Florida
$1.72M +$1.62M +26,788 New
AG
9
Advisor Group
Arizona
$1.63M +$1.52M +25,236 +11,904%
JMPWA
10
JP Morgan Private Wealth Advisors
California
$1.37M
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.36M +$515K +8,534 +67%
Bank of America
12
Bank of America
North Carolina
$1.23M +$38.9K +644 +3%
PAG
13
Private Advisor Group
New Jersey
$1.22M +$298K +4,942 +35%
VKH
14
Virtu KCG Holdings
New York
$639K +$601K +9,950 New
PFPT
15
Pinnacle Financial Partners (Tennessee)
Tennessee
$569K +$51.9K +860 +11%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$442K +$64.5K +1,068 +18%
HighTower Advisors
17
HighTower Advisors
Illinois
$420K +$122K +2,024 +45%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$342K +$81.8K +1,354 +34%
Ameriprise
19
Ameriprise
Minnesota
$291K +$62.4K +1,034 +30%
MFS
20
MSI Financial Services
Massachusetts
$246K +$125K +2,076 +118%
PAG
21
Private Advisory Group
Washington
$210K +$198K +3,278 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$170K
IA
23
IFP Advisors
Florida
$128K
WA
24
WFG Advisors
Texas
$108K +$101K +1,678 New
Wells Fargo
25
Wells Fargo
California
$77K -$49.3K -816 -40%

VIOG Hedge Fund Activity: Q4 2016 in Review

32 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 Growth ETF (VIOG) for Q4 2016, worth a combined $51.6M — up 98% from $26M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new VIOG positions and 3 closed out — a net gain of 5 holders — while 18 added to existing stakes and 1 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $7.47M. The largest seller was Sigma Planning Corp, exiting entirely with an estimated $476K sold.

  • 32 institutional investors held Vanguard S&P Small-Cap 600 Growth ETF (VIOG) as of Q4 2016, up from 27 in Q3 2016.
  • Funds reported $51.6M of Vanguard S&P Small-Cap 600 Growth ETF stock for Q4 2016, up 98% quarter-over-quarter.
  • 8 funds opened new Vanguard S&P Small-Cap 600 Growth ETF positions in Q4 2016 and 3 closed out, a net change of +5 holders.
  • The largest Vanguard S&P Small-Cap 600 Growth ETF buyer in Q4 2016 was Raymond James Financial Services Advisors, an estimated $7.47M added.
  • The largest Vanguard S&P Small-Cap 600 Growth ETF seller in Q4 2016 was Sigma Planning Corp, an estimated $476K sold.

Based on aggregated 13F filings for Q4 2016.