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Vanguard S&P Small-Cap 600 Growth ETF

8 hedge funds and large institutions have $4.03M invested in Vanguard S&P Small-Cap 600 Growth ETF in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 1

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

33% more funds holding

Funds holding: 68 (+2)

39% less capital invested

Capital invested by funds: $6.57M → $4.03M (-$2.54M)

40.59% less ownership

Funds ownership: 56.42%15.83% (-41%)

Holders
8
Holders Change
+2
Holders Change %
+33.33%
% of All Funds
0.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
4
Reduced
1
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$1.54M +$74.8K +1,532 +5%
Morgan Stanley
2
Morgan Stanley
New York
$1.52M -$36.2K -742 -2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$357K +$343K +7,020 New
LPL Financial
4
LPL Financial
California
$235K +$226K +4,622 New
Bank of America
5
Bank of America
North Carolina
$221K +$117K +2,390 +122%
Wells Fargo
6
Wells Fargo
California
$119K +$45.4K +930 +66%
AIG
7
American International Group
New York
$31.4K +$9.67K +198 +47%
VIA
8
Vantage Investment Advisors
Pennsylvania
$5K +$4.39K +90 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
-$3.63M -77,954 Closed

VIOG Hedge Fund Activity: Q4 2013 in Review

8 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard S&P Small-Cap 600 Growth ETF (VIOG) for Q4 2013, worth a combined $4.03M — down 39% from $6.57M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new VIOG positions and 1 closed out — a net gain of 2 holders — while 4 added to existing stakes and 1 trimmed.

The largest buyer was Royal Bank of Canada, opening a new position worth an estimated $343K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $3.63M sold.

  • 8 institutional investors held Vanguard S&P Small-Cap 600 Growth ETF (VIOG) as of Q4 2013, up from 6 in Q3 2013.
  • Funds reported $4.03M of Vanguard S&P Small-Cap 600 Growth ETF stock for Q4 2013, down 39% quarter-over-quarter.
  • 3 funds opened new Vanguard S&P Small-Cap 600 Growth ETF positions in Q4 2013 and 1 closed out, a net change of +2 holders.
  • The largest Vanguard S&P Small-Cap 600 Growth ETF buyer in Q4 2013 was Royal Bank of Canada, an estimated $343K added.
  • The largest Vanguard S&P Small-Cap 600 Growth ETF seller in Q4 2013 was Susquehanna International Group, an estimated $3.63M sold.

Based on aggregated 13F filings for Q4 2013.