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ProShares Ultra Russell2000
UWM

50 hedge funds and large institutions have $1.34B invested in ProShares Ultra Russell2000 in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

219% more call options, than puts

Call options by funds: $27.7M | Put options by funds: $8.69M

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

20% more capital invested

Capital invested by funds: $1.12B → $1.34B (+$221M)

6% more funds holding

Funds holding: 47 → 50 (+3)

10.77% less ownership

Funds ownership: 357.53% → 346.76% (-11%)

27% less funds holding in top 10

Funds holding in top 10: 11 → 8 (-3)

29% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 21

Holders
50
Holders Change
+3
Holders Change %
+6.38%
% of All Funds
1.62%
Holding in Top 10
8
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-27.27%
% of All Funds
0.26%
New
11
Increased
15
Reduced
21
Closed
6
Calls
$27.7M
Puts
$8.69M
Net Calls
+$19M
Net Calls Change
-$12.1M

Top Buyers

1
GHF
Good Harbor Financial
Illinois
+$7.35M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.14M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.07M
4
SNC
Stifel Nicolaus & Co
Missouri
+$3.04M
5
WSTAM
Wilbanks Smith & Thomas Asset Management
Virginia
+$1.97M

Top Sellers

1
TRCT
Tower Research Capital (TRC)
New York
-$14.3M
2
FAAM
First Allied Asset Management
California
-$10.9M
3
ACM
Argentus Capital Management
Texas
-$6.88M
4
TH
Timber Hill
Connecticut
-$5.23M
5
RIA
Regal Investment Advisors
Michigan
-$4.56M
Name Holding Trade Value Shares
Change 		Change in
Stake
JT
26
Jump Trading
Illinois
$1.48M +$1.39M +81,116 New
KC
27
Kingfisher Capital
North Carolina
$1.24M -$2.95M -172,168 -72%
Bank of America
28
Bank of America
North Carolina
$1.15M -$262K -15,288 -20%
CAM
29
CMT Asset Management
Illinois
$941K +$884K +51,644 New
U
30
UBS
Switzerland
$795K +$747K +43,600 New
CICI
31
Capital Investment Counsel Inc
North Carolina
$599K – – –
AAS
32
Annex Advisory Services
Wisconsin
$523K -$62.7K -3,664 -11%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$514K +$46.6K +2,720 +11%
GML
34
Gems Management Ltd
Bahamas
$328K +$309K +18,020 New
WRM
35
Westport Resources Management
Connecticut
$321K +$95.9K +5,600 +47%
FAAM
36
First Allied Asset Management
California
$270K -$10.9M -638,084 -98%
WSFS
37
Wilmington Savings Fund Society
Delaware
$270K +$324K +18,916 New
VKH
38
Virtu KCG Holdings
New York
$266K +$250K +14,584 New
PFBT
39
Parkside Financial Bank & Trust
Missouri
$246K – – –
SFSIG
40
San Francisco Sentry Investment Group
California
$216K -$3.15K -184 -2%
Wells Fargo
41
Wells Fargo
California
$193K -$50.3K -2,940 -22%
RIA
42
Regal Investment Advisors
Michigan
$160K -$4.56M -266,440 -97%
FANJ
43
Financial Architects (New Jersey)
New Jersey
$134K – – –
Citigroup
44
Citigroup
New York
$86K +$75.7K +4,420 +1,535%
Walleye Trading
45
Walleye Trading
New York
$84K +$19K +1,108 +32%
CA
46
CapWealth Advisors
Tennessee
$59K +$55.7K +3,252 New
WAM
47
Wolverine Asset Management
Illinois
$51K -$984K -57,448 -95%
AIG
48
American International Group
New York
$38.6K -$185K -10,796 -84%
JIR
49
James Investment Research
Ohio
$14K +$13.1K +764 New
Creative Planning
50
Creative Planning
Kansas
$9K +$8.9K +520 New
1
2
3

UWM Hedge Fund Activity: Q3 2013 in Review

50 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Russell2000 (UWM) for Q3 2013, worth a combined $1.34B — up 20% from $1.12B a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new UWM positions and 6 closed out — a net gain of 5 holders — while 15 added to existing stakes and 21 trimmed.

The largest buyer was Good Harbor Financial, adding an estimated $7.35M. The largest seller was Tower Research Capital (TRC), cutting an estimated $14.3M.

  • 50 institutional investors held ProShares Ultra Russell2000 (UWM) as of Q3 2013, up from 47 in Q2 2013.
  • Funds reported $1.34B of ProShares Ultra Russell2000 stock for Q3 2013, up 20% quarter-over-quarter.
  • 11 funds opened new ProShares Ultra Russell2000 positions in Q3 2013 and 6 closed out, a net change of +5 holders.
  • The largest ProShares Ultra Russell2000 buyer in Q3 2013 was Good Harbor Financial, an estimated $7.35M added.
  • The largest ProShares Ultra Russell2000 seller in Q3 2013 was Tower Research Capital (TRC), an estimated $14.3M sold.

Based on aggregated 13F filings for Q3 2013.