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Innovator US Equity Ultra Buffer ETF September
USEP

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Soltis Investment Advisors
Utah
$8.39M +$2.28M +83,996 +36%
AIC
2
Archer Investment Corporation
Indiana
$4.46M -$292K -10,736 -6%
DLHL
3
Donald L. Hagan LLC
Florida
$3.39M -$285K -10,495 -8%
SB
4
Strategic Blueprint
Georgia
$2.7M +$29.2K +1,076 +1%
AWA
5
Arete Wealth Advisors
Illinois
$1.54M +$362K +13,328 +30%
FA
6
Fermata Advisors
California
$1.45M -$120K -4,429 -7%
KAS
7
Kestra Advisory Services
Texas
$1.21M – – –
AI
8
Atria Investments
North Carolina
$1.2M -$96.3K -3,543 -7%
HighTower Advisors
9
HighTower Advisors
Illinois
$1.17M +$2.72K +100 +0.2%
OMC
10
Old Mission Capital
Illinois
$1.13M +$183K +6,753 +19%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.01M +$514K +18,923 +98%
SWM
12
Spire Wealth Management
Virginia
$824K +$817K +30,081 +2,935%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$717K +$510K +18,762 +226%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$661K – – –
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$486K -$206K -7,578 -29%
PWM
16
Palumbo Wealth Management
New York
$463K +$9.92K +365 +2%
ICG
17
InterOcean Capital Group
Tennessee
$411K – – –
BFC
18
Bedel Financial Consulting
Indiana
$386K – – –
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$377K -$106K -3,904 -21%
Truist Financial
20
Truist Financial
North Carolina
$346K – – –
LPL Financial
21
LPL Financial
California
$265K +$272K +10,023 New
AAS
22
Avantax Advisory Services
Texas
$263K -$15.3K -563 -5%
Wolverine Trading
23
Wolverine Trading
Illinois
$262K +$44.1K +1,622 +20%
HI
24
Harbour Investments
Wisconsin
$249K +$255K +9,395 New
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$210K +$215K +7,932 New
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