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Innovator US Equity Ultra Buffer ETF September

Name Holding Trade Value Shares
Change
Change in
Stake
CAS
1
Cascadia Advisory Services
Oregon
$10.2M +$10.1M +390,175 New
AI
2
Atria Investments
North Carolina
$10.1M +$10M +386,950 New
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$3.88M +$3.87M +149,339 New
CRWM
4
Castle Rock Wealth Management
California
$3.16M +$3.12M +120,384 New
DLHL
5
Donald L. Hagan LLC
Florida
$1.97M +$1.96M +75,588 New
HighTower Advisors
6
HighTower Advisors
Illinois
$1.45M +$1.45M +55,937 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.43M +$681K +26,273 +92%
AWA
8
Arete Wealth Advisors
Illinois
$1.12M +$1.12M +43,160 New
AIC
9
Archer Investment Corporation
Indiana
$744K +$739K +28,496 New
Jane Street
10
Jane Street
New York
$731K +$728K +28,076 New
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
$710K
Osaic Holdings
12
Osaic Holdings
Arizona
$611K +$480K +18,508 +371%
Truist Financial
13
Truist Financial
North Carolina
$484K +$482K +18,585 New
AAS
14
Avantax Advisory Services
Texas
$466K +$465K +17,947 New
OMC
15
Old Mission Capital
Illinois
$436K -$189K -7,287 -30%
IA
16
IFP Advisors
Florida
$377K +$377K +14,520 New
Wolverine Trading
17
Wolverine Trading
Illinois
$320K +$320K +12,341 New
MA
18
Mutual Advisors
Nebraska
$314K +$313K +12,080 New
BFC
19
Bedel Financial Consulting
Indiana
$302K +$301K +11,597 New
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$280K +$279K +10,750 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$276K
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$206K +$206K +7,930 New
KCM
23
Kathmere Capital Management
Pennsylvania
$110K +$110K +4,242 New
WCAMG
24
Woodard & Company Asset Management Group
North Carolina
$52K +$51.9K +2,000 New
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$13K +$13K +500 New