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Upland Software
UPLD

181 hedge funds and large institutions have $700M invested in Upland Software in 2019 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 73 increasing their positions, 43 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

132% more call options, than puts

Call options by funds: $50.4M | Put options by funds: $21.7M

70% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 43

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

9% more funds holding in top 10

Funds holding in top 10: 11 → 12 (+1)

3% more funds holding

Funds holding: 175 → 181 (+6)

0.35% more ownership

Funds ownership: 7.6% → 7.95% (+0.35%)

20% less capital invested

Capital invested by funds: $875M → $700M (-$175M)

Holders
181
Holders Change
+6
Holders Change %
+3.43%
% of All Funds
3.97%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.26%
New
36
Increased
73
Reduced
43
Closed
29
Calls
$50.4M
Puts
$21.7M
Net Calls
+$28.7M
Net Calls Change
-$15.4M

Top Buyers

1
SAM
Silvercrest Asset Management
New York
+$16M
2
WCA
Whetstone Capital Advisors
Kansas
+$16M
3
GEH
General Equity Holdings
New York
+$14.4M
4
GIPM
G2 Investment Partners Management
New York
+$11.5M
5
CU
CDAM (UK)
United Kingdom
+$9.95M

Top Sellers

1
TEC
Tiger Eye Capital
Tennessee
-$18.7M
2
Morgan Stanley
Morgan Stanley
New York
-$15.8M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$15.6M
4
PCM
Penserra Capital Management
California
-$13M
5
DCM
Driehaus Capital Management
Illinois
-$11.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
1CM
101
1492 Capital Management
Wisconsin
$552K +$658K +1,584 New
HighTower Advisors
102
HighTower Advisors
Illinois
$534K +$98.4K +237 +18%
HT
103
HighTower Trust
Texas
$533K +$97.2K +234 +18%
Wolverine Trading
104
Wolverine Trading
Illinois
$514K -$2.25M -5,414 -78%
DTL
105
Dynamic Technology Lab
Singapore
$509K +$341K +820 +128%
AIG
106
American International Group
New York
$504K +$7.06K +17 +1%
SGCA
107
Steel Grove Capital Advisors
Tennessee
$502K – – –
Legal & General Group
108
Legal & General Group
United Kingdom
$486K +$382K +920 +193%
Creative Planning
109
Creative Planning
Kansas
$471K +$58.1K +140 +12%
Manulife (Manufacturers Life Insurance)
110
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$469K -$1.65M -3,984 -74%
ARTA
111
A.R.T. Advisors
New York
$458K +$546K +1,314 New
MSL
112
Mackay Shields LLC
New York
$428K -$16.6K -40 -3%
Barclays
113
Barclays
United Kingdom
$400K -$764K -1,840 -62%
Tudor Investment Corp
114
Tudor Investment Corp
Connecticut
$400K +$476K +1,147 New
Citigroup
115
Citigroup
New York
$399K +$39.9K +96 +9%
AQR Capital Management
116
AQR Capital Management
Connecticut
$398K +$831 +2 +0.2%
VHAM
117
Van Hulzen Asset Management
California
$397K +$236K +569 +100%
IB
118
Intrust Bank
Kansas
$386K -$31.2K -75 -6%
Los Angeles Capital Management
119
Los Angeles Capital Management
California
$385K +$57.3K +138 +14%
EAM
120
Evanson Asset Management
California
$380K – – –
JG
121
Jefferies Group
New York
$378K +$450K +1,084 New
Wellington Management Group
122
Wellington Management Group
Massachusetts
$367K +$438K +1,054 New
State Board of Administration of Florida Retirement System
123
State Board of Administration of Florida Retirement System
Florida
$364K – – –
MSFP
124
Mark Sheptoff Financial Planning
Connecticut
$355K +$2.08K +5 +0.5%
MIM
125
MetLife Investment Management
New Jersey
$353K – – –
3 4
5
6 7

UPLD Hedge Fund Activity: Q3 2019 in Review

181 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Upland Software (UPLD) for Q3 2019, worth a combined $700M — down 20% from $875M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new UPLD positions and 29 closed out — a net gain of 7 holders — while 73 added to existing stakes and 43 trimmed.

The largest buyer was Silvercrest Asset Management, opening a new position worth an estimated $16M. The largest seller was Tiger Eye Capital, exiting entirely with an estimated $18.7M sold.

  • 181 institutional investors held Upland Software (UPLD) as of Q3 2019, up from 175 in Q2 2019.
  • Funds reported $700M of Upland Software stock for Q3 2019, down 20% quarter-over-quarter.
  • 36 funds opened new Upland Software positions in Q3 2019 and 29 closed out, a net change of +7 holders.
  • The largest Upland Software buyer in Q3 2019 was Silvercrest Asset Management, an estimated $16M added.
  • The largest Upland Software seller in Q3 2019 was Tiger Eye Capital, an estimated $18.7M sold.

Based on aggregated 13F filings for Q3 2019.