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Upland Software
UPLD

Overview Fund Activity

147 hedge funds and large institutions have $416M invested in Upland Software in 2018 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 53 increasing their positions, 45 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
147
Holders Change
+7
Holders Change %
+5%
% of All Funds
3.37%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
25
Increased
53
Reduced
45
Closed
17
Calls
$4.03M
Puts
$1.48M
Net Calls
+$2.56M
Net Calls Change
-$1.26M

Top Buyers

1
CU
1
CDAM (UK)
United Kingdom
$27.4M
2
MFIMFI
2
Mesirow Financial Investment Management - Fixed Income
Illinois
$11.4M
3
Millennium Management
3
Millennium Management
New York
$8.2M
4
Assenagon Asset Management
4
Assenagon Asset Management
Luxembourg
$5.12M
5
Lord, Abbett & Co
5
Lord, Abbett & Co
New Jersey
$9.57M

Top Sellers

1
PWAM
1
Park West Asset Management
California
$1.77M
2
Renaissance Technologies
2
Renaissance Technologies
New York
$6.07M
3
PM
3
Pembroke Management
Quebec, Canada
$20.3M
4
LSC
4
Lyon Street Capital
California
$4.7M
5
Deutsche Bank
5
Deutsche Bank
Germany
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
OAM
76
Oberweis Asset Management
Illinois
$727K -$178K -5,500 -20%
RJFSA
77
Raymond James Financial Services Advisors
Florida
$709K -$74.9K -2,320 -10%
Neuberger Berman Group
78
Neuberger Berman Group
New York
$695K -$32.3K -1,000 -4%
Goldman Sachs
79
Goldman Sachs
New York
$658K -$169K -5,222 -20%
State Board of Administration of Florida Retirement System
80
State Board of Administration of Florida Retirement System
Florida
$606K – – –
ARTA
81
A.R.T. Advisors
New York
$593K +$593K +18,376 New
DTL
82
Dynamic Technology Lab
Singapore
$588K +$588K +18,186 New
AQR Capital Management
83
AQR Capital Management
Connecticut
$582K -$76.1K -2,355 -12%
MPAM
84
Monarch Partners Asset Management
Massachusetts
$569K +$569K +17,620 New
HI
85
HBK Investments
Texas
$533K +$533K +16,500 New
Fifth Third Bancorp
86
Fifth Third Bancorp
Ohio
$528K -$31.6K -978 -6%
Nuveen Asset Management
87
Nuveen Asset Management
Illinois
$499K -$561K -17,371 -53%
TAM
88
Tocqueville Asset Management
New York
$472K +$472K +14,610 New
CS
89
Credit Suisse
Switzerland
$459K -$23.7K -734 -5%
RhumbLine Advisers
90
RhumbLine Advisers
Massachusetts
$436K -$33.9K -1,050 -7%
GAM
91
Gotham Asset Management
New York
$363K +$65.3K +2,019 +22%
Creative Planning
92
Creative Planning
Kansas
$355K – – –
Capital Fund Management (CFM)
93
Capital Fund Management (CFM)
France
$352K +$352K +10,900 New
AIG
94
American International Group
New York
$337K +$5.75K +178 +2%
Barclays
95
Barclays
United Kingdom
$321K +$274K +8,466 +577%
Group One Trading
96
Group One Trading
Illinois
$319K +$255K +7,901 +398%
AllianceBernstein
97
AllianceBernstein
Tennessee
$317K +$120K +3,700 +61%
Calamos Advisors
98
Calamos Advisors
Illinois
$311K +$311K +9,620 New
Luther King Capital Management (LKCM)
99
Luther King Capital Management (LKCM)
Texas
$307K – – –
EAM
100
Evanson Asset Management
California
$297K – – –
2 3
4
5 6