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Upland Software

163 hedge funds and large institutions have $863M invested in Upland Software in 2020 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 53 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more call options, than puts

Call options by funds: $38.1M | Put options by funds: $20.2M

56% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 18

30% more funds holding in top 10

Funds holding in top 10: 1013 (+3)

22% more capital invested

Capital invested by funds: $709M → $863M (+$154M)

19% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 53

7% more funds holding

Funds holding: 153163 (+10)

0.28% less ownership

Funds ownership: 8.05%7.77% (-0.28%)

Holders
163
Holders Change
+10
Holders Change %
+6.54%
% of All Funds
3.29%
Holding in Top 10
13
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+30%
% of All Funds
0.26%
New
28
Increased
63
Reduced
53
Closed
18
Calls
$38.1M
Puts
$20.2M
Net Calls
+$17.9M
Net Calls Change
+$12.7M
Name Holding Trade Value Shares
Change
Change in
Stake
RCMC
26
RK Capital Management (Colorado)
Colorado
$10.2M -$389K -1,080 -4%
KCM
27
Kennedy Capital Management
Missouri
$10.1M +$509K +1,411 +6%
ACH
28
ArrowMark Colorado Holdings
Colorado
$9.89M -$2.87M -7,969 -23%
PM
29
Precept Management
Texas
$8.08M +$1.8M +5,000 +30%
SI
30
Scout Investments
Missouri
$7.74M +$2.42M +6,713 +49%
Comerica Bank
31
Comerica Bank
Texas
$7.52M +$360K +999 +6%
ORI
32
Oak Ridge Investments
Illinois
$7M -$837K -2,322 -11%
TAM
33
THB Asset Management
Connecticut
$6.26M -$447K -1,240 -7%
Charles Schwab
34
Charles Schwab
California
$6.24M +$855K +2,372 +17%
Lord, Abbett & Co
35
Lord, Abbett & Co
New Jersey
$5.75M -$1.86M -5,162 -25%
Goldman Sachs
36
Goldman Sachs
New York
$5.62M -$1.82M -5,062 -25%
TCM
37
Thames Capital Management
New Jersey
$5.37M
MFIMFI
38
Mesirow Financial Investment Management - Fixed Income
Illinois
$5.11M +$177K +492 +4%
VCM
39
Venator Capital Management
Ontario, Canada
$5.06M +$2.67M +7,395 +123%
1CM
40
1492 Capital Management
Wisconsin
$5.01M +$2.42M +6,727 +102%
Ohio Public Employees Retirement System (OPERS)
41
Ohio Public Employees Retirement System (OPERS)
Ohio
$4.98M +$1.04M +2,894 +28%
DM
42
Diker Management
New York
$4.98M
Ameriprise
43
Ameriprise
Minnesota
$4.65M +$2.57M +7,127 +137%
CI Investments Inc
44
CI Investments Inc
Ontario, Canada
$4.6M +$579K +1,607 +15%
CTA
45
Carillon Tower Advisers
Florida
$4.58M +$1.35M +3,744 +45%
JAM
46
Jupiter Asset Management
United Kingdom
$4.56M
Citadel Advisors
47
Citadel Advisors
Florida
$4.3M +$1.44M +4,007 +54%
N
48
Nuveen
North Carolina
$3.95M -$9.6M -26,644 -72%
FA
49
Friess Associates
Delaware
$3.7M +$921K +2,556 +35%
Bank of New York Mellon
50
Bank of New York Mellon
New York
$3.67M -$84.3K -234 -2%

UPLD Hedge Fund Activity: Q3 2020 in Review

163 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Upland Software (UPLD) for Q3 2020, worth a combined $863M — up 22% from $709M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new UPLD positions and 18 closed out — a net gain of 10 holders — while 63 added to existing stakes and 53 trimmed.

The largest buyer was P2 Capital Partners, opening a new position worth an estimated $25.2M. The largest seller was Nuveen, cutting an estimated $9.6M.

  • 163 institutional investors held Upland Software (UPLD) as of Q3 2020, up from 153 in Q2 2020.
  • Funds reported $863M of Upland Software stock for Q3 2020, up 22% quarter-over-quarter.
  • 28 funds opened new Upland Software positions in Q3 2020 and 18 closed out, a net change of +10 holders.
  • The largest Upland Software buyer in Q3 2020 was P2 Capital Partners, an estimated $25.2M added.
  • The largest Upland Software seller in Q3 2020 was Nuveen, an estimated $9.6M sold.

Based on aggregated 13F filings for Q3 2020.