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Upland Software
UPLD

181 hedge funds and large institutions have $700M invested in Upland Software in 2019 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 73 increasing their positions, 43 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

132% more call options, than puts

Call options by funds: $50.4M | Put options by funds: $21.7M

70% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 43

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

9% more funds holding in top 10

Funds holding in top 10: 11 → 12 (+1)

3% more funds holding

Funds holding: 175 → 181 (+6)

0.35% more ownership

Funds ownership: 7.6% → 7.95% (+0.35%)

20% less capital invested

Capital invested by funds: $875M → $700M (-$175M)

Holders
181
Holders Change
+6
Holders Change %
+3.43%
% of All Funds
3.97%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.26%
New
36
Increased
73
Reduced
43
Closed
29
Calls
$50.4M
Puts
$21.7M
Net Calls
+$28.7M
Net Calls Change
-$15.4M

Top Buyers

1
SAM
Silvercrest Asset Management
New York
+$16M
2
WCA
Whetstone Capital Advisors
Kansas
+$16M
3
GEH
General Equity Holdings
New York
+$14.4M
4
GIPM
G2 Investment Partners Management
New York
+$11.5M
5
CU
CDAM (UK)
United Kingdom
+$9.95M

Top Sellers

1
TEC
Tiger Eye Capital
Tennessee
-$18.7M
2
Morgan Stanley
Morgan Stanley
New York
-$15.8M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$15.6M
4
PCM
Penserra Capital Management
California
-$13M
5
DCM
Driehaus Capital Management
Illinois
-$11.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$8.81M +$1.19M +2,865 +13%
SCA
27
Summit Creek Advisors
Minnesota
$8.05M +$9.59M +23,087 New
OAM
28
Oberweis Asset Management
Illinois
$8.01M +$1.65M +3,972 +21%
Stifel Financial
29
Stifel Financial
Missouri
$6.9M -$3.49M -8,393 -30%
RCMC
30
RK Capital Management (Colorado)
Colorado
$6.17M -$212K -510 -3%
VCM
31
Venator Capital Management
Ontario, Canada
$5.61M +$469K +1,130 +8%
MFIMFI
32
Mesirow Financial Investment Management - Fixed Income
Illinois
$5.61M +$302K +727 +5%
TCM
33
Thames Capital Management
New Jersey
$5.54M +$532K +1,282 +9%
DCM
34
Driehaus Capital Management
Illinois
$5.14M -$11.2M -26,967 -65%
PM
35
Precept Management
Texas
$4.95M – – –
FA
36
Friess Associates
Delaware
$4.61M -$243K -586 -4%
Charles Schwab
37
Charles Schwab
California
$4.53M +$181K +436 +3%
HCM
38
Hodges Capital Management
Texas
$4.5M +$1.15M +2,758 +27%
HRCM
39
Hood River Capital Management
Florida
$4.47M -$5.07M -12,201 -49%
Citadel Advisors
40
Citadel Advisors
Florida
$4.27M +$4.61M +11,105 +981%
ACM
41
Argent Capital Management
Missouri
$4.06M – – –
AIA
42
Avalon Investment & Advisory
Texas
$3.98M -$58.1K -140 -1%
Wells Fargo
43
Wells Fargo
California
$3.62M -$594K -1,429 -12%
Bank of New York Mellon
44
Bank of New York Mellon
New York
$3.56M -$1.12M -2,701 -21%
Ohio Public Employees Retirement System (OPERS)
45
Ohio Public Employees Retirement System (OPERS)
Ohio
$3.52M +$727K +1,750 +21%
Renaissance Technologies
46
Renaissance Technologies
New York
$3.39M +$3.45M +8,300 +580%
CCM
47
Concourse Capital Management
Georgia
$3.37M – – –
Millennium Management
48
Millennium Management
New York
$3.37M +$1.73M +4,155 +75%
CM
49
Castleark Management
Illinois
$3.35M -$342K -824 -8%
Connor, Clark & Lunn Investment Management (CC&L)
50
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$3.31M -$167K -403 -4%
1
2
3 4 5

UPLD Hedge Fund Activity: Q3 2019 in Review

181 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Upland Software (UPLD) for Q3 2019, worth a combined $700M — down 20% from $875M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new UPLD positions and 29 closed out — a net gain of 7 holders — while 73 added to existing stakes and 43 trimmed.

The largest buyer was Silvercrest Asset Management, opening a new position worth an estimated $16M. The largest seller was Tiger Eye Capital, exiting entirely with an estimated $18.7M sold.

  • 181 institutional investors held Upland Software (UPLD) as of Q3 2019, up from 175 in Q2 2019.
  • Funds reported $700M of Upland Software stock for Q3 2019, down 20% quarter-over-quarter.
  • 36 funds opened new Upland Software positions in Q3 2019 and 29 closed out, a net change of +7 holders.
  • The largest Upland Software buyer in Q3 2019 was Silvercrest Asset Management, an estimated $16M added.
  • The largest Upland Software seller in Q3 2019 was Tiger Eye Capital, an estimated $18.7M sold.

Based on aggregated 13F filings for Q3 2019.