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UNXL

Uni-Pixel, Inc.
UNXL

Delisted

UNXL was delisted on the 11th of September, 2017.

33 hedge funds and large institutions have $12.7M invested in Uni-Pixel, Inc. in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 15 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more call options, than puts

Call options by funds: $5.28M | Put options by funds: $4.6M

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

23% less funds holding

Funds holding: 4333 (-10)

53% less capital invested

Capital invested by funds: $26.8M → $12.7M (-$14.1M)

53% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 15

71% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 14

Holders
33
Holders Change
-10
Holders Change %
-23.26%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
7
Reduced
15
Closed
14
Calls
$5.28M
Puts
$4.6M
Net Calls
+$680K
Net Calls Change
+$2.44M
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
26
Parametric Portfolio Associates
Washington
$64K +$74.7K +10,044 New
U
27
UBS
Switzerland
$32K
BIM
28
BlackRock Investment Management
Delaware
$12K +$1.05K +141 +8%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$12K +$14.9K +2,000 New
TRCT
30
Tower Research Capital (TRC)
New York
$3K -$238 -32 -6%
Ameriprise
31
Ameriprise
Minnesota
$2K
Wells Fargo
32
Wells Fargo
California
$2K
AIG
33
American International Group
New York
$317 -$5.39K -725 -94%
OCMI
34
Oaktop Capital Management II
New Jersey
-$3.47M -431,931 Closed
HCS
35
Harvest Capital Strategies
California
-$3.22M -400,000 Closed
JP Morgan Chase
36
JP Morgan Chase
New York
-$1.22M -151,586 Closed
CCM
37
Connective Capital Management
California
-$1.04M -129,211 Closed
Jane Street
38
Jane Street
New York
-$395K -49,070 Closed
PG
39
PEAK6 Group
Illinois
-$350K -47,087 Closed
PP
40
Paloma Partners
Connecticut
-$348K -43,302 Closed
Deutsche Bank
41
Deutsche Bank
Germany
-$331K -41,200 Closed
COPPSERS
42
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
-$233K -28,929 Closed
SFM
43
Soros Fund Management
New York
-$183K -22,700 Closed
CS
44
Credit Suisse
Switzerland
-$152K -18,848 Closed
M&T Bank
45
M&T Bank
New York
-$24K -3,000 Closed
Citigroup
46
Citigroup
New York
-$2K -272 Closed
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
-$2K -250 Closed

UNXL Hedge Fund Activity: Q3 2014 in Review

33 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Uni-Pixel, Inc. (UNXL) for Q3 2014, worth a combined $12.7M — down 53% from $26.8M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of UNXL and 4 opened new positions — a net loss of 10 holders — while 15 trimmed existing stakes and 7 added.

The largest buyer was Group One Trading, opening a new position worth an estimated $611K. The largest seller was Oaktop Capital Management II, exiting entirely with an estimated $3.47M sold.

  • 33 institutional investors held Uni-Pixel, Inc. (UNXL) as of Q3 2014, down from 43 in Q2 2014.
  • Funds reported $12.7M of Uni-Pixel, Inc. stock for Q3 2014, down 53% quarter-over-quarter.
  • 4 funds opened new Uni-Pixel, Inc. positions in Q3 2014 and 14 closed out, a net change of -10 holders.
  • The largest Uni-Pixel, Inc. buyer in Q3 2014 was Group One Trading, an estimated $611K added.
  • The largest Uni-Pixel, Inc. seller in Q3 2014 was Oaktop Capital Management II, an estimated $3.47M sold.

Based on aggregated 13F filings for Q3 2014.