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Innovator US Equity Ultra Buffer ETF May

50 hedge funds and large institutions have $61.7M invested in Innovator US Equity Ultra Buffer ETF May in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 4 increasing their positions, 22 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

2% more funds holding

Funds holding: 4950 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

14.46% less ownership

Funds ownership: 93.42%78.96% (-14%)

25% less capital invested

Capital invested by funds: $82.7M → $61.7M (-$20.9M)

82% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 22

Holders
50
Holders Change
+1
Holders Change %
+2.04%
% of All Funds
0.79%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
4
Reduced
22
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TWM
1
Tradition Wealth Management
Minnesota
$23M -$30.7K -1,094 -0.1%
OWA
2
Outlook Wealth Advisors
Texas
$6.31M -$60.9K -2,172 -0.9%
HighTower Advisors
3
HighTower Advisors
Illinois
$4.16M -$57.6K -2,056 -1%
BCM
4
Brookstone Capital Management
Illinois
$3.63M -$14.9M -533,352 -80%
Osaic Holdings
5
Osaic Holdings
Arizona
$2.67M +$737K +26,276 +37%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$2.19M -$271K -9,651 -11%
CRWM
7
Castle Rock Wealth Management
California
$1.82M -$47.4K -1,691 -3%
PCA
8
Prosperity Capital Advisors
Ohio
$1.64M -$1.25M -44,611 -43%
KWM
9
KFG Wealth Management
Indiana
$1.26M -$31.4K -1,122 -2%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.1M -$1.37K -49 -0.1%
Truist Financial
11
Truist Financial
North Carolina
$1.09M -$24.1K -859 -2%
CAN
12
Cetera Advisor Networks
California
$1.04M -$48.8K -1,740 -4%
Wealth Enhancement Advisory Services
13
Wealth Enhancement Advisory Services
Minnesota
$892K +$904K +32,254 New
SB
14
Strategic Blueprint
Georgia
$855K -$207K -7,380 -19%
WFAG
15
Worth Financial Advisory Group
North Carolina
$809K
Citadel Advisors
16
Citadel Advisors
Florida
$620K +$292K +10,431 +87%
MML Investors Services
17
MML Investors Services
Massachusetts
$588K -$11.2K -400 -2%
T
18
TRUADVICE
Florida
$506K -$66.6K -2,375 -12%
WA
19
Wealth Alliance
New York
$435K
HI
20
Harbour Investments
Wisconsin
$434K
LPL Financial
21
LPL Financial
California
$433K +$439K +15,649 New
FIA
22
Foundations Investment Advisors
Arizona
$420K +$426K +15,190 New
MAM
23
Milestone Asset Management
Pennsylvania
$420K -$497K -17,736 -54%
PWA
24
Phoenix Wealth Advisors
North Carolina
$410K
SPC
25
Sigma Planning Corp
Michigan
$409K +$4.12K +147 +1%

UMAY Hedge Fund Activity: Q3 2023 in Review

50 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF May (UMAY) for Q3 2023, worth a combined $61.7M — down 25% from $82.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new UMAY positions and 7 closed out — a net gain of 1 holder — while 4 added to existing stakes and 22 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, opening a new position worth an estimated $904K. The largest seller was Brookstone Capital Management, cutting an estimated $14.9M.

  • 50 institutional investors held Innovator US Equity Ultra Buffer ETF May (UMAY) as of Q3 2023, up from 49 in Q2 2023.
  • Funds reported $61.7M of Innovator US Equity Ultra Buffer ETF May stock for Q3 2023, down 25% quarter-over-quarter.
  • 8 funds opened new Innovator US Equity Ultra Buffer ETF May positions in Q3 2023 and 7 closed out, a net change of +1 holder.
  • The largest Innovator US Equity Ultra Buffer ETF May buyer in Q3 2023 was Wealth Enhancement Advisory Services, an estimated $904K added.
  • The largest Innovator US Equity Ultra Buffer ETF May seller in Q3 2023 was Brookstone Capital Management, an estimated $14.9M sold.

Based on aggregated 13F filings for Q3 2023.