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Innovator US Equity Ultra Buffer ETF May

19 hedge funds and large institutions have $21.9M invested in Innovator US Equity Ultra Buffer ETF May in 2021 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% less capital invested

Capital invested by funds: $25.4M → $21.9M (-$3.52M)

17% less funds holding

Funds holding: 2319 (-4)

20% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 5

23.59% less ownership

Funds ownership: 80.06%56.47% (-24%)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
19
Holders Change
-4
Holders Change %
-17.39%
% of All Funds
0.33%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
1
Increased
4
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TWM
1
Tradition Wealth Management
Minnesota
$9.25M +$10M +355,307 +12,028%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.29M -$193K -6,848 -8%
CRWM
3
Castle Rock Wealth Management
California
$2.19M
IA
4
IFP Advisors
Florida
$2.09M -$115K -4,090 -5%
SB
5
Strategic Blueprint
Georgia
$888K +$140K +4,965 +19%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$735K +$237K +8,414 +47%
KCM
7
Kathmere Capital Management
Pennsylvania
$678K
MIAN
8
Mariner Independent Advisor Network
Kansas
$633K -$81.5K -2,893 -11%
Osaic Holdings
9
Osaic Holdings
Arizona
$625K +$73.7K +2,615 +13%
HI
10
Harbour Investments
Wisconsin
$439K
AIC
11
Archer Investment Corporation
Indiana
$412K -$3.9M -138,425 -90%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$344K
HighTower Advisors
13
HighTower Advisors
Illinois
$317K
OMC
14
Old Mission Capital
Illinois
$314K -$961K -34,096 -75%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$236K
SHIM
16
Stone House Investment Management
Pennsylvania
$218K
BFC
17
Bedel Financial Consulting
Indiana
$170K
UBS Group
18
UBS Group
Switzerland
$37K +$37.6K +1,333 New
IFAM
19
Institutional & Family Asset Management
Colorado
$15K
HCM
20
Hudson Capital Management
New Jersey
-$5.38M -192,230 Closed
PWMG
21
Pinnacle Wealth Management Group
Michigan
-$246K -8,800 Closed
APA
22
American Portfolios Advisors
New York
-$101K -3,620 Closed

UMAY Hedge Fund Activity: Q3 2021 in Review

19 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF May (UMAY) for Q3 2021, worth a combined $21.9M — down 14% from $25.4M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of UMAY and 1 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 4 added.

The largest buyer was Tradition Wealth Management, adding an estimated $10M. The largest seller was Hudson Capital Management, exiting entirely with an estimated $5.38M sold.

  • 19 institutional investors held Innovator US Equity Ultra Buffer ETF May (UMAY) as of Q3 2021, down from 23 in Q2 2021.
  • Funds reported $21.9M of Innovator US Equity Ultra Buffer ETF May stock for Q3 2021, down 14% quarter-over-quarter.
  • 1 fund opened new Innovator US Equity Ultra Buffer ETF May positions in Q3 2021 and 3 closed out, a net change of -2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF May buyer in Q3 2021 was Tradition Wealth Management, an estimated $10M added.
  • The largest Innovator US Equity Ultra Buffer ETF May seller in Q3 2021 was Hudson Capital Management, an estimated $5.38M sold.

Based on aggregated 13F filings for Q3 2021.