LPL Financial’s Innovator US Equity Ultra Buffer ETF May UMAY Stock Holding History

LPL Financial’s Portfolio UMAY Stock Details UMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$741K	Sell	20,132 -492	-2%	-$18.1K	﹤0.01%	4424
2025 Q4	$754K	Sell	20,624 -3,717	-15%	-$134K	﹤0.01%	4352
2025 Q3	$873K	Sell	24,341 -3,143	-11%	-$111K	﹤0.01%	4127
2025 Q2	$955K	Buy	27,484 +1,237	+5%	+$41.6K	﹤0.01%	3800
2025 Q1	$879K	Sell	26,247 -1,894	-7%	-$64.1K	﹤0.01%	3667
2024 Q4	$946K	Hold	28,141	–	–	﹤0.01%	3533
2024 Q3	$929K	Hold	28,141	–	–	﹤0.01%	3470
2024 Q2	$898K	Buy	28,141 +1,894	+7%	+$58.8K	﹤0.01%	3355
2024 Q1	$794K	Buy	26,247 +9,849	+60%	+$294K	﹤0.01%	3392
2023 Q4	$482K	Buy	16,398 +749	+5%	+$21.2K	﹤0.01%	3694
2023 Q3	$433K	Buy	+15,649	New	+$439K	﹤0.01%	3603

Other funds holding UMAY

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

CVA

Central Valley Advisors Sacramento, California $366M AUM 16.87% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CRWM

Castle Rock Wealth Management Walnut Creek, California $509M AUM 36.93% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

LPL Financial's UMAY Position: Q1 2026 in Review

LPL Financial reduced its Innovator US Equity Ultra Buffer ETF May (UMAY) stake by 2.4% in Q1 2026, selling an estimated $18.1K and leaving 20,132 shares worth $741K. The position accounts for ﹤0.01% of the portfolio, ranked #4424.

LPL Financial first reported a position in UMAY in Q3 2023 and has held it in 11 quarters since. The position peaked at $955K in Q2 2025. 45 funds tracked by Wall St. Rank hold UMAY as of Q1 2026.

LPL Financial held 20,132 shares of Innovator US Equity Ultra Buffer ETF May worth $741K as of Q1 2026.
LPL Financial sold 492 Innovator US Equity Ultra Buffer ETF May shares in Q1 2026, an estimated $18.1K.
Innovator US Equity Ultra Buffer ETF May made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #4424 holding.
LPL Financial first reported a position in Innovator US Equity Ultra Buffer ETF May in Q3 2023 and has held it in 11 quarters since.
LPL Financial's Innovator US Equity Ultra Buffer ETF May position peaked at $955K in Q2 2025.
45 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF May as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.