LPL Financial’s Innovator US Equity Ultra Buffer ETF May UMAY Stock Holding History

LPL Financial’s Portfolio UMAY Stock Details UMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$736K	Sell	18,983 -60	-0.3%	-$2.31K	﹤0.01%	4798
2026 Q2	$724K	Sell	19,043 -1,089	-5%	-$40.9K	﹤0.01%	4708
2026 Q1	$741K	Sell	20,132 -492	-2%	-$18.1K	﹤0.01%	4424
2025 Q4	$754K	Sell	20,624 -3,717	-15%	-$134K	﹤0.01%	4352
2025 Q3	$873K	Sell	24,341 -3,143	-11%	-$111K	﹤0.01%	4127
2025 Q2	$955K	Buy	27,484 +1,237	+5%	+$41.6K	﹤0.01%	3800
2025 Q1	$879K	Sell	26,247 -1,894	-7%	-$64.1K	﹤0.01%	3667
2024 Q4	$946K	Hold	28,141	–	–	﹤0.01%	3533
2024 Q3	$929K	Hold	28,141	–	–	﹤0.01%	3470
2024 Q2	$898K	Buy	28,141 +1,894	+7%	+$58.8K	﹤0.01%	3355
2024 Q1	$794K	Buy	26,247 +9,849	+60%	+$294K	﹤0.01%	3392
2023 Q4	$482K	Buy	16,398 +749	+5%	+$21.2K	﹤0.01%	3694
2023 Q3	$433K	Buy	+15,649	New	+$439K	﹤0.01%	3603

Other funds holding UMAY

Brookstone Capital Management Wheaton, Illinois $10.1B AUM 17.94% 1-Year Est. Return

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 15.9% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

CVA

Central Valley Advisors Sacramento, California $372M AUM 14.86% 1-Year Est. Return

Spire Wealth Management Mclean, Virginia $3.27B AUM 30.11% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Castle Rock Wealth Management Walnut Creek, California $531M AUM 31.77% 1-Year Est. Return

KFG Wealth Management Granger, Indiana $922M AUM 10.87% 1-Year Est. Return

O'Connor Financial Group Quincy, Illinois $282M AUM 11.62% 1-Year Est. Return

Lantz Financial Naperville, Illinois $549M AUM 18.02% 1-Year Est. Return

LPL Financial's UMAY Position: Q3 2026 in Review

LPL Financial reduced its Innovator US Equity Ultra Buffer ETF May (UMAY) stake by 0.32% in Q3 2026, selling an estimated $2.31K and leaving 18,983 shares worth $736K. The position accounts for ﹤0.01% of the portfolio, ranked #4798.

LPL Financial first reported a position in UMAY in Q3 2023 and has held it in 13 quarters since. The position peaked at $955K in Q2 2025. 40 funds tracked by Wall St. Rank hold UMAY as of Q3 2026.

LPL Financial held 18,983 shares of Innovator US Equity Ultra Buffer ETF May worth $736K as of Q3 2026.
LPL Financial sold 60 Innovator US Equity Ultra Buffer ETF May shares in Q3 2026, an estimated $2.31K.
Innovator US Equity Ultra Buffer ETF May made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #4798 holding.
LPL Financial first reported a position in Innovator US Equity Ultra Buffer ETF May in Q3 2023 and has held it in 13 quarters since.
LPL Financial's Innovator US Equity Ultra Buffer ETF May position peaked at $955K in Q2 2025.
40 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF May as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.