Innovator US Equity Ultra Buffer ETF May
UMAY
50 hedge funds and large institutions have $61.7M invested in Innovator US Equity Ultra Buffer ETF May in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 4 increasing their positions, 22 reducing their positions, and 7 closing their positions.
14% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 7
2% more funds holding
Funds holding: 49 → 50 (+1)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
14.46% less ownership
Funds ownership: 93.42% → 78.96% (-14%)
25% less capital invested
Capital invested by funds: $82.7M → $61.7M (-$20.9M)
82% less repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 22
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
+$904K |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
+$737K |
| 3 |
LPL Financial
San Diego,
California
|
+$439K |
| 4 |
FIA
Foundations Investment Advisors
Phoenix,
Arizona
|
+$426K |
| 5 |
MOS
MGO One Seven
Beachwood,
Ohio
|
+$381K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
-$14.9M |
| 2 |
T
TCWP
Beachwood,
Ohio
|
-$4.81M |
| 3 |
PCA
Prosperity Capital Advisors
Westlake,
Ohio
|
-$1.25M |
| 4 |
MAM
Milestone Asset Management
Pittsburgh,
Pennsylvania
|
-$497K |
| 5 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
-$475K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
T
51
TCWP
Beachwood,
Ohio
| – | -$4.81M | -171,973 | Closed |
|
|
52
Cetera Investment Advisers
Schaumburg,
Illinois
| – | -$475K | -16,990 | Closed |
|
|
AWA
53
Arete Wealth Advisors
Chicago,
Illinois
| – | -$437K | -15,637 | Closed |
|
|
HAS
54
HBW Advisory Services
Simi Valley,
California
| – | -$307K | -11,000 | Closed |
|
55
UBS Group
Zurich,
Switzerland
| – | -$90.2K | -3,227 | Closed |
|
|
AAP
56
Arax Advisory Partners
Denver,
Colorado
| – | -$31.1K | -1,111 | Closed |
|
|
WP
57
WealthPLAN Partners
Omaha,
Nebraska
| – | -$22.1K | -789 | Closed |
|
UMAY Hedge Fund Activity: Q3 2023 in Review
50 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF May (UMAY) for Q3 2023, worth a combined $61.7M — down 25% from $82.7M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new UMAY positions and 7 closed out — a net gain of 1 holder — while 4 added to existing stakes and 22 trimmed.
The largest buyer was Wealth Enhancement Advisory Services, opening a new position worth an estimated $904K. The largest seller was Brookstone Capital Management, cutting an estimated $14.9M.
- 50 institutional investors held Innovator US Equity Ultra Buffer ETF May (UMAY) as of Q3 2023, up from 49 in Q2 2023.
- Funds reported $61.7M of Innovator US Equity Ultra Buffer ETF May stock for Q3 2023, down 25% quarter-over-quarter.
- 8 funds opened new Innovator US Equity Ultra Buffer ETF May positions in Q3 2023 and 7 closed out, a net change of +1 holder.
- The largest Innovator US Equity Ultra Buffer ETF May buyer in Q3 2023 was Wealth Enhancement Advisory Services, an estimated $904K added.
- The largest Innovator US Equity Ultra Buffer ETF May seller in Q3 2023 was Brookstone Capital Management, an estimated $14.9M sold.
Based on aggregated 13F filings for Q3 2023.