|
51
|
Gary Goldberg Planning Services
Suffern,
New York
|
$50K
|
–
|
–
|
–
|
|
|
52
|
Next Financial Group
Houston,
Texas
|
$45K
|
–
|
–
|
–
|
|
|
53
|
American International Group
New York
|
$40.7K
|
-$378K
|
-7,526
|
-90%
|
|
|
54
|
Independent Portfolio Consultants
Boca Raton,
Florida
|
$26K
|
–
|
–
|
–
|
|
|
55
|
|
$21K
|
–
|
–
|
–
|
|
|
56
|
Tower Research Capital (TRC)
New York
|
$15K
|
+$15K
|
+300
|
New
|
|
|
57
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
$10K
|
–
|
–
|
–
|
|
|
58
|
Lehman Financial Resources
Media,
Pennsylvania
|
$5K
|
+$5K
|
+100
|
New
|
|
|
59
|
Pinnacle Advisory Group
Columbia,
Maryland
|
–
|
-$63.7M
|
-1,266,095
|
Closed
|
|
|
60
|
DRW Securities
Chicago,
Illinois
|
–
|
-$1.29M
|
-25,739
|
Closed
|
|
|
61
|
FCG Advisors
Chatham,
New Jersey
|
–
|
-$949K
|
-18,850
|
Closed
|
|
|
62
|
|
–
|
-$667K
|
-13,257
|
Closed
|
|
|
63
|
KMS Financial Services
Seattle,
Washington
|
–
|
-$633K
|
-12,591
|
Closed
|
|
|
64
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$521K
|
-10,351
|
Closed
|
|
|
65
|
Laird Norton Wetherby Wealth Management
San Francisco,
California
|
–
|
-$254K
|
-5,052
|
Closed
|
|
|
66
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
–
|
-$151K
|
-3,000
|
Closed
|
|
|
67
|
WFG Advisors
Dallas,
Texas
|
–
|
-$40K
|
-800
|
Closed
|
|
|
68
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$30K
|
-600
|
Closed
|
|
|
69
|
Pinnacle Summer Investments
Fairfax,
Virginia
|
–
|
-$30K
|
-590
|
Closed
|
|
|
70
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$20K
|
-400
|
Closed
|
|
|
71
|
Ameriprise
Minneapolis,
Minnesota
|
–
|
-$11K
|
-219
|
Closed
|
|
|
72
|
AssetMark Inc
Concord,
California
|
–
|
-$7K
|
-138
|
Closed
|
|
