United-Guardian
31 hedge funds and large institutions have $15.9M invested in United-Guardian in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 4 closing their positions.
22.37% more ownership
Funds ownership: 0% → 22.37% (+22%)
17% more capital invested
Capital invested by funds: $13.7M → $15.9M (+$2.25M)
0% more funds holding
Funds holding: 31 → 31 (0)
0% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 4
14% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 7
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UCFA
United Capital Financial Advisors
Irving,
Texas
|
+$1.04M |
| 2 |
ERIM
Eagle Ridge Investment Management
Stamford,
Connecticut
|
+$235K |
| 3 |
Northern Trust
Chicago,
Illinois
|
+$160K |
| 4 |
PL
Parthenon LLC
Louisville,
Kentucky
|
+$158K |
| 5 |
CTC
Central Trust Company
Jefferson City,
Missouri
|
+$133K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of New York Mellon
New York
|
-$156K |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$149K |
| 3 |
NGA
Naples Global Advisors
Naples,
Florida
|
-$75.4K |
| 4 |
NG
Northstar Group
New York
|
-$30.6K |
| 5 |
Dimensional Fund Advisors
Austin,
Texas
|
-$14.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BIM
26
BlackRock Investment Management
Wilmington,
Delaware
| $9K | – | – | – |
|
27
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $4K | – | – | – |
|
|
LTFS
28
Ladenburg Thalmann Financial Services
Miami,
Florida
| $3K | – | – | – |
|
|
AG
29
Advisor Group
Phoenix,
Arizona
| $2K | – | – | – |
|
30
Royal Bank of Canada
Toronto,
Ontario, Canada
| $2K | – | – | – |
|
|
DA
31
Denali Advisors
San Diego,
California
| $1K | – | – | – |
|
|
32
Bank of New York Mellon
New York
| – | -$156K | -10,618 | Closed |
|
|
RJFSA
33
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| – | -$149K | -10,134 | Closed |
|
|
TRCT
34
Tower Research Capital (TRC)
New York
| – | -$11K | -720 | Closed |
|
35
Bank of America
Charlotte,
North Carolina
| – | -$2K | -114 | Closed |
|
UG Hedge Fund Activity: Q4 2016 in Review
31 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in United-Guardian (UG) for Q4 2016, worth a combined $15.9M — up 17% from $13.7M a quarter earlier.
Fund positioning in UG was balanced in Q4 2016: 4 funds opened new positions, 4 closed out, 6 added to existing stakes and 7 trimmed.
The largest buyer was United Capital Financial Advisors, opening a new position worth an estimated $1.04M. The largest seller was Bank of New York Mellon, exiting entirely with an estimated $156K sold.
- 31 institutional investors held United-Guardian (UG) as of Q4 2016, unchanged from Q3 2016.
- Funds reported $15.9M of United-Guardian stock for Q4 2016, up 17% quarter-over-quarter.
- 4 funds opened new United-Guardian positions in Q4 2016 and 4 closed out, a net change of 0 holders.
- The largest United-Guardian buyer in Q4 2016 was United Capital Financial Advisors, an estimated $1.04M added.
- The largest United-Guardian seller in Q4 2016 was Bank of New York Mellon, an estimated $156K sold.
Based on aggregated 13F filings for Q4 2016.