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United-Guardian
UG

30 hedge funds and large institutions have $21M invested in United-Guardian in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

13% more capital invested

Capital invested by funds: $18.5M → $21M (+$2.5M)

11% more funds holding

Funds holding: 27 → 30 (+3)

30% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 10

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
7
Reduced
10
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$88.3K
2
Renaissance Technologies
Renaissance Technologies
New York
+$56.9K
3
Vanguard Group
Vanguard Group
Pennsylvania
+$49.1K
4
MWP
MYCIO Wealth Partners
Pennsylvania
+$19.4K
5
TRCT
Tower Research Capital (TRC)
New York
+$14.2K

Top Sellers

Rank Fund Capital Flow
1
BIT
BlackRock Institutional Trust
California
-$243K
2
TA
Teton Advisors
New York
-$77.5K
3
GI
GAMCO Investors
Connecticut
-$72.4K
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$16.8K
5
LG
Laidlaw Group
New York
-$15.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
GI
1
GAMCO Investors
Connecticut
$4.74M -$72.4K -2,800 -2%
Renaissance Technologies
2
Renaissance Technologies
New York
$3.66M +$56.9K +2,200 +2%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$3.47M -$16.8K -649 -0.5%
TA
4
Teton Advisors
New York
$2.17M -$77.5K -3,000 -4%
Vanguard Group
5
Vanguard Group
Pennsylvania
$1.92M +$49.1K +1,900 +3%
GF
6
Gabelli Funds
New York
$1.3M -$12.9K -500 -1%
NGA
7
Naples Global Advisors
Florida
$467K +$429K +16,587 New
California Public Employees Retirement System
8
California Public Employees Retirement System
California
$449K – – –
First Manhattan
9
First Manhattan
New York
$396K – – –
Bank of New York Mellon
10
Bank of New York Mellon
New York
$381K -$26 -1 -0%
Northern Trust
11
Northern Trust
Illinois
$335K -$2.58K -100 -0.8%
BCM
12
Bridgeway Capital Management
Texas
$282K – – –
Ameriprise
13
Ameriprise
Minnesota
$277K -$2.15K -83 -0.8%
LG
14
Laidlaw Group
New York
$249K -$15.5K -600 -6%
BFA
15
BlackRock Fund Advisors
California
$235K +$9.05K +350 +4%
BIT
16
BlackRock Institutional Trust
California
$126K -$243K -9,390 -68%
GT
17
Glenmede Trust
Pennsylvania
$102K – – –
Morgan Stanley
18
Morgan Stanley
New York
$96K +$88.3K +3,415 New
US Bancorp
19
US Bancorp
Minnesota
$85K – – –
AIG
20
American International Group
New York
$59.2K – – –
ClearBridge Investments
21
ClearBridge Investments
New York
$56K – – –
U
22
UBS
Switzerland
$43K +$8.55K +331 +27%
TRCT
23
Tower Research Capital (TRC)
New York
$42K +$14.2K +548 +59%
Bank of America
24
Bank of America
North Carolina
$33K +$233 +9 +0.8%
Wells Fargo
25
Wells Fargo
California
$32K +$10.3K +400 +54%
1
2

UG Hedge Fund Activity: Q4 2013 in Review

30 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in United-Guardian (UG) for Q4 2013, worth a combined $21M — up 13% from $18.5M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new UG positions and 2 closed out — a net gain of 3 holders — while 7 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, opening a new position worth an estimated $88.3K. The largest seller was BlackRock Institutional Trust, cutting an estimated $243K.

  • 30 institutional investors held United-Guardian (UG) as of Q4 2013, up from 27 in Q3 2013.
  • Funds reported $21M of United-Guardian stock for Q4 2013, up 13% quarter-over-quarter.
  • 5 funds opened new United-Guardian positions in Q4 2013 and 2 closed out, a net change of +3 holders.
  • The largest United-Guardian buyer in Q4 2013 was Morgan Stanley, an estimated $88.3K added.
  • The largest United-Guardian seller in Q4 2013 was BlackRock Institutional Trust, an estimated $243K sold.

Based on aggregated 13F filings for Q4 2013.