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United-Guardian
UG

28 hedge funds and large institutions have $17.5M invested in United-Guardian in 2020 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.26% more ownership

Funds ownership: 26.29% → 26.56% (+0.26%)

4% less capital invested

Capital invested by funds: $18.3M → $17.5M (-$755K)

3% less funds holding

Funds holding: 29 → 28 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

67% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 12

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AFM
Anson Funds Management
Texas
+$308K
2
RB
Rodgers Brothers
Pennsylvania
+$200K
3
HighTower Advisors
HighTower Advisors
Illinois
+$161K
4
BlackRock
BlackRock
New York
+$23.5K
5
Morgan Stanley
Morgan Stanley
New York
+$2.59K

Top Sellers

Rank Fund Capital Flow
1
Neuberger Berman Group
Neuberger Berman Group
New York
-$203K
2
ERIM
Eagle Ridge Investment Management
Connecticut
-$159K
3
APA
American Portfolios Advisors
New York
-$47.7K
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$39.2K
5
UCFA
United Capital Financial Advisors
Texas
-$25.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
Renaissance Technologies
1
Renaissance Technologies
New York
$3.85M -$2.92K -200 -0.1%
GI
2
GAMCO Investors
Connecticut
$2.13M – – –
Vanguard Group
3
Vanguard Group
Pennsylvania
$1.85M -$29 -2 -0%
RB
4
Rodgers Brothers
Pennsylvania
$1.61M +$200K +13,700 +14%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$1.57M -$39.2K -2,685 -2%
PL
6
Parthenon LLC
Kentucky
$1.02M – – –
TA
7
Teton Advisors
New York
$1.01M -$7.31K -500 -0.7%
Neuberger Berman Group
8
Neuberger Berman Group
New York
$799K -$203K -13,870 -20%
GF
9
Gabelli Funds
New York
$546K – – –
UCFA
10
United Capital Financial Advisors
Texas
$432K -$25.1K -1,720 -5%
BlackRock
11
BlackRock
New York
$431K +$23.5K +1,611 +6%
NG
12
Northstar Group
New York
$370K -$12.8K -876 -3%
AFM
13
Anson Funds Management
Texas
$303K +$308K +21,067 New
BCM
14
Bridgeway Capital Management
Texas
$278K – – –
First Manhattan
15
First Manhattan
New York
$245K – – –
UBS Group
16
UBS Group
Switzerland
$238K -$6.24K -427 -3%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$222K – – –
HIMC
18
Heritage Investors Management Corp
Maryland
$198K -$16.4K -1,121 -7%
HighTower Advisors
19
HighTower Advisors
Illinois
$158K +$161K +11,018 New
Acadian Asset Management
20
Acadian Asset Management
Massachusetts
$82K -$7.54K -516 -8%
Morgan Stanley
21
Morgan Stanley
New York
$69K +$2.59K +177 +4%
US Bancorp
22
US Bancorp
Minnesota
$43K – – –
Wells Fargo
23
Wells Fargo
California
$14K -$4.38K -300 -23%
TRCT
24
Tower Research Capital (TRC)
New York
$11K -$1.23K -84 -11%
SWP
25
ShoreHaven Wealth Partners
New Jersey
$7K +$7.23K +495 New
1
2

UG Hedge Fund Activity: Q4 2020 in Review

28 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in United-Guardian (UG) for Q4 2020, worth a combined $17.5M — down 4.1% from $18.3M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of UG and 3 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 4 added.

The largest buyer was Anson Funds Management, opening a new position worth an estimated $308K. The largest seller was Neuberger Berman Group, cutting an estimated $203K.

  • 28 institutional investors held United-Guardian (UG) as of Q4 2020, down from 29 in Q3 2020.
  • Funds reported $17.5M of United-Guardian stock for Q4 2020, down 4.1% quarter-over-quarter.
  • 3 funds opened new United-Guardian positions in Q4 2020 and 4 closed out, a net change of -1 holder.
  • The largest United-Guardian buyer in Q4 2020 was Anson Funds Management, an estimated $308K added.
  • The largest United-Guardian seller in Q4 2020 was Neuberger Berman Group, an estimated $203K sold.

Based on aggregated 13F filings for Q4 2020.