Bank of New York Mellon’s United-Guardian UG Stock Holding History

Bank of New York Mellon’s Portfolio UG Stock Details UG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-10,618	Closed	-$156K	–	4312
2016 Q3	$156K	Sell	10,618 -1,937	-15%	-$29.2K	﹤0.01%	3947
2016 Q2	$202K	Sell	12,555 -1	-0%	-$18	﹤0.01%	3902
2016 Q1	$260K	Buy	12,556 +1	+0%	+$21	﹤0.01%	3697
2015 Q4	$240K	Hold	12,555	–	–	﹤0.01%	3811
2015 Q3	$226K	Sell	12,555 -412	-3%	-$7.78K	﹤0.01%	3863
2015 Q2	$248K	Buy	12,967 +626	+5%	+$12.4K	﹤0.01%	3834
2015 Q1	$230K	Hold	12,341	–	–	﹤0.01%	3861
2014 Q4	$245K	Buy	12,341 +1	+0%	+$21	﹤0.01%	3840
2014 Q3	$276K	Hold	12,340	–	–	﹤0.01%	3804
2014 Q2	$353K	Sell	12,340 -1,168	-9%	-$35.8K	﹤0.01%	3693
2014 Q1	$395K	Buy	13,508 +1	+0%	+$28	﹤0.01%	3655
2013 Q4	$381K	Sell	13,507 -1	-0%	-$26	﹤0.01%	3673
2013 Q3	$338K	Hold	13,508	–	–	﹤0.01%	3644
2013 Q2	$330K	Buy	+13,508	New	+$322K	﹤0.01%	3645

Other funds holding UG

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Parthenon LLC Louisville, Kentucky $962M AUM 27.46% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Teton Advisors Rye, New York $142M AUM 42.07% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Northstar Group New York $777M AUM 17.64% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

Bank of New York Mellon's UG Position: Q4 2016 in Review

Bank of New York Mellon sold out of United-Guardian (UG) in Q4 2016, closing a stake of 10,618 shares — an estimated $156K sold.

Bank of New York Mellon first reported a position in UG in Q2 2013 and held it in 14 quarters. The position peaked at $395K in Q1 2014. 31 funds tracked by Wall St. Rank hold UG as of Q4 2016.

Bank of New York Mellon reported no remaining United-Guardian position as of Q4 2016 after selling out during the quarter.
Bank of New York Mellon sold 10,618 United-Guardian shares in Q4 2016, an estimated $156K.
Bank of New York Mellon first reported a position in United-Guardian in Q2 2013 and held it in 14 quarters.
Bank of New York Mellon's United-Guardian position peaked at $395K in Q1 2014.
31 funds tracked by Wall St. Rank held United-Guardian as of Q4 2016.

Based on Bank of New York Mellon's 13F filing for Q4 2016, filed 13 Feb 2017.