We are live on ! Find out more
UFOX

Defiance Space and Connective Tech ETF
UFOX

109 hedge funds and large institutions have $96.5M invested in Defiance Space and Connective Tech ETF in 2020 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 39 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

363% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 8

333% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 9

40% more capital invested

Capital invested by funds: $69.1M → $96.5M (+$27.4M)

36% more funds holding

Funds holding: 80 → 109 (+29)

0.13% less ownership

Funds ownership: 19.7% → 19.58% (-0.13%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
109
Holders Change
+29
Holders Change %
+36.25%
% of All Funds
2.2%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
37
Increased
39
Reduced
9
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Mirae Asset Global Investments
Mirae Asset Global Investments
South Korea
+$13.4M
2
BFA
Beaumont Financial Advisors
Massachusetts
+$3.94M
3
FA
Fagan Associates
New York
+$3.43M
4
LPL Financial
LPL Financial
California
+$2.31M
5
Osaic Holdings
Osaic Holdings
Arizona
+$1.68M

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$3.38M
2
BSG
Black Swift Group
Colorado
-$3M
3
PP
Prudential plc
United Kingdom
-$2.38M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.01M
5
SWM
SeaCrest Wealth Management
New York
-$359K
Name Holding Trade Value Shares
Change 		Change in
Stake
OIA
76
Optimum Investment Advisors
Illinois
$45K +$45.7K +1,592 New
TWA
77
TCI Wealth Advisors
Arizona
$43K – – –
WB
78
West Bancorporation
Iowa
$43K +$43K +1,500 New
CFA
79
Carroll Financial Associates
North Carolina
$38K +$15.3K +535 +64%
Morgan Stanley
80
Morgan Stanley
New York
$37K +$33.6K +1,170 +936%
EFSCE
81
Enterprise Financial Services Corp (EFSC)
Missouri
$28K – – –
PFS
82
Prospera Financial Services
Texas
$28K +$28.7K +1,000 New
PFBT
83
Parkside Financial Bank & Trust
Missouri
$25K +$20.1K +701 +381%
IWP
84
IAG Wealth Partners
Wisconsin
$24K – – –
BBPWM
85
Blue Bell Private Wealth Management
Pennsylvania
$23K – – –
ASN
86
Advisory Services Network
Georgia
$23K +$23K +802 New
HWA
87
HHM Wealth Advisors
Tennessee
$21K – – –
GRP
88
Global Retirement Partners
California
$18K +$12.2K +427 +220%
HFM
89
Hartford Financial Management
Connecticut
$17K +$10.1K +351 +140%
GWM
90
Geneos Wealth Management
Colorado
$17K +$17.6K +612 New
CFD
91
Creative Financial Designs
Indiana
$15K – – –
LWANC
92
Laurel Wealth Advisors (North Carolina)
North Carolina
$14K +$14.3K +500 New
FRA
93
Front Row Advisors
California
$13K – – –
AF
94
Allworth Financial
California
$11K – – –
GI
95
Gradient Investments
Minnesota
$11K – – –
CIAS
96
Capital Investment Advisory Services
North Carolina
$10K +$4.3K +150 +71%
NFSG
97
Newbridge Financial Services Group
Florida
$10K +$10K +350 New
HFRG
98
Houlihan Financial Resource Group
Virginia
$8K +$7.17K +250 New
JWA
99
JFS Wealth Advisors
Pennsylvania
$7K – – –
Bank of Montreal
100
Bank of Montreal
Ontario, Canada
$6K – – –
1 2 3
4
5

UFOX Hedge Fund Activity: Q3 2020 in Review

109 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Defiance Space and Connective Tech ETF (UFOX) for Q3 2020, worth a combined $96.5M — up 40% from $69.1M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new UFOX positions and 8 closed out — a net gain of 29 holders — while 39 added to existing stakes and 9 trimmed.

The largest buyer was Mirae Asset Global Investments, opening a new position worth an estimated $13.4M. The largest seller was Raymond James & Associates, cutting an estimated $3.38M.

  • 109 institutional investors held Defiance Space and Connective Tech ETF (UFOX) as of Q3 2020, up from 80 in Q2 2020.
  • Funds reported $96.5M of Defiance Space and Connective Tech ETF stock for Q3 2020, up 40% quarter-over-quarter.
  • 37 funds opened new Defiance Space and Connective Tech ETF positions in Q3 2020 and 8 closed out, a net change of +29 holders.
  • The largest Defiance Space and Connective Tech ETF buyer in Q3 2020 was Mirae Asset Global Investments, an estimated $13.4M added.
  • The largest Defiance Space and Connective Tech ETF seller in Q3 2020 was Raymond James & Associates, an estimated $3.38M sold.

Based on aggregated 13F filings for Q3 2020.