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UFOX

Defiance Space and Connective Tech ETF
UFOX

49 hedge funds and large institutions have $31.5M invested in Defiance Space and Connective Tech ETF in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 5

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

23% more funds holding

Funds holding: 40 → 49 (+9)

11% more capital invested

Capital invested by funds: $28.5M → $31.5M (+$3.03M)

5.91% less ownership

Funds ownership: 25.24% → 19.33% (-5.9%)

Holders
49
Holders Change
+9
Holders Change %
+22.5%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
21
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$1.11M
2
PAG
Private Advisor Group
New Jersey
+$601K
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$482K
4
SWM
SeaCrest Wealth Management
New York
+$426K
5
FAAS
First Allied Advisory Services
California
+$373K

Top Sellers

Rank Fund Capital Flow
1
CI
Clal Insurance
Israel
-$2.91M
2
HT
HAP Trading
New York
-$690K
3
Jane Street
Jane Street
New York
-$421K
4
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$161K
5
NAMP
NorthStar Asset Management (Pennsylvania)
Pennsylvania
-$61.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
PA
26
Parallel Advisors
California
$101K +$56.1K +2,253 +140%
APA
27
American Portfolios Advisors
New York
$91.7K – – –
AF
28
Advisornet Financial
Minnesota
$89K – – –
CWA
29
Capital Wealth Alliance
Arizona
$76K +$74.4K +2,984 New
AIM
30
Anchor Investment Management
South Carolina
$43.2K +$12.5K +500 +43%
TWA
31
TCI Wealth Advisors
Arizona
$39K – – –
CFGS
32
Concourse Financial Group Securities
Alabama
$36K +$6.11K +245 +22%
BFEC
33
Benjamin F. Edwards & Company
Missouri
$26K – – –
CFA
34
Carroll Financial Associates
North Carolina
$20K +$4.98K +200 +33%
FDCDDQ
35
Federation des caisses Desjardins du Quebec
Quebec, Canada
$18.3K +$17.4K +700 New
VCP
36
Verus Capital Partners
Arizona
$16K +$15K +601 New
SF
37
Synovus Financial
Georgia
$14K +$25 +1 +0.2%
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$14K +$13.3K +535 New
Morgan Stanley
39
Morgan Stanley
New York
$13K +$12.5K +500 New
FRA
40
Front Row Advisors
California
$10K – – –
AF
41
Allworth Financial
California
$8K +$5.06K +203 +203%
Wells Fargo
42
Wells Fargo
California
$8K +$7.48K +300 New
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$6K – – –
Rockefeller Capital Management
44
Rockefeller Capital Management
New York
$6K – – –
PA
45
PSI Advisors
Florida
$6K +$6.23K +250 New
SWM
46
Sugarloaf Wealth Management
Georgia
$5K +$4.98K +200 New
CFN
47
Cordasco Financial Network
Florida
$3K – – –
CCM
48
Cribstone Capital Management
Maine
$2K – – –
TI
49
tru Independence
Oregon
$2K +$2.49K +100 New
HT
50
HAP Trading
New York
– -$690K -28,179 Closed
1
2
3

UFOX Hedge Fund Activity: Q4 2019 in Review

49 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Defiance Space and Connective Tech ETF (UFOX) for Q4 2019, worth a combined $31.5M — up 11% from $28.5M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new UFOX positions and 4 closed out — a net gain of 9 holders — while 21 added to existing stakes and 5 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.11M. The largest seller was Clal Insurance, cutting an estimated $2.91M.

  • 49 institutional investors held Defiance Space and Connective Tech ETF (UFOX) as of Q4 2019, up from 40 in Q3 2019.
  • Funds reported $31.5M of Defiance Space and Connective Tech ETF stock for Q4 2019, up 11% quarter-over-quarter.
  • 13 funds opened new Defiance Space and Connective Tech ETF positions in Q4 2019 and 4 closed out, a net change of +9 holders.
  • The largest Defiance Space and Connective Tech ETF buyer in Q4 2019 was LPL Financial, an estimated $1.11M added.
  • The largest Defiance Space and Connective Tech ETF seller in Q4 2019 was Clal Insurance, an estimated $2.91M sold.

Based on aggregated 13F filings for Q4 2019.