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UBS Group
UBS

223 hedge funds and large institutions have $13.2B invested in UBS Group in 2016 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 78 increasing their positions, 88 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more call options, than puts

Call options by funds: $121M | Put options by funds: $118M

0% more funds holding in top 10

Funds holding in top 10: 8 → 8 (0)

2% less capital invested

Capital invested by funds: $13.5B → $13.2B (-$272M)

1.8% less ownership

Funds ownership: 27.83% → 26.03% (-1.8%)

11% less funds holding

Funds holding: 251 → 223 (-28)

11% less repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 88

51% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 47

Holders
223
Holders Change
-28
Holders Change %
-11.16%
% of All Funds
5.95%
Holding in Top 10
8
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.21%
New
23
Increased
78
Reduced
88
Closed
47
Calls
$121M
Puts
$118M
Net Calls
+$3M
Net Calls Change
-$41.2M

Top Buyers

1
Franklin Resources
Franklin Resources
California
+$195M
2
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$52.9M
3
Fisher Asset Management
Fisher Asset Management
Washington
+$49.3M
4
Zurich Cantonal Bank
Zurich Cantonal Bank
Switzerland
+$37.4M
5
NIMC
NWQ Investment Management Company
California
+$28.7M

Top Sellers

1
O
OppenheimerFunds
New York
-$393M
2
CS
Credit Suisse
Switzerland
-$276M
3
Macquarie Group
Macquarie Group
Australia
-$116M
4
DekaBank Deutsche Girozentrale
DekaBank Deutsche Girozentrale
Germany
-$77.5M
5
Fidelity International
Fidelity International
Bermuda
-$57.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
Stifel Financial
76
Stifel Financial
Missouri
$3.19M +$148K +10,863 +5%
GC
77
Guggenheim Capital
Illinois
$3.17M +$277K +20,312 +10%
Comerica Bank
78
Comerica Bank
Texas
$2.89M -$161K -11,844 -5%
BIC
79
Beach Investment Counsel
Pennsylvania
$2.61M +$23.1K +1,699 +0.9%
FM
80
Forward Management
California
$2.6M -$49.5K -3,636 -2%
EGM
81
Engineers Gate Manager
New York
$2.22M +$2.22M +163,058 New
Lazard Asset Management
82
Lazard Asset Management
New York
$2.16M – – –
LPL Financial
83
LPL Financial
California
$2.12M -$908K -66,688 -30%
CLM
84
ClearBridge LLC (Maryland)
Maryland
$2.08M +$303K +22,290 +17%
LOT
85
Lombard Odier Transatlantic
Quebec, Canada
$1.96M -$41.5K -3,050 -2%
FMT
86
First Mercantile Trust
Tennessee
$1.68M -$165K -12,084 -9%
SEI Investments
87
SEI Investments
Pennsylvania
$1.64M +$466K +34,215 +40%
William Blair & Company
88
William Blair & Company
Illinois
$1.62M +$531K +38,980 +49%
ECM
89
ETrade Capital Management
Virginia
$1.53M -$7.79K -572 -0.5%
CIG
90
Consolidated Investment Group
Colorado
$1.5M – – –
CF
91
CNA Financial
Illinois
$1.37M – – –
HCMT
92
Highland Capital Management (Tennessee)
Tennessee
$1.31M – – –
Citadel Advisors
93
Citadel Advisors
Florida
$1.24M +$639K +46,965 +106%
FA
94
FDx Advisors
Illinois
$1.2M -$483K -35,467 -29%
SF
95
Synovus Financial
Georgia
$1.04M +$1.04M +76,233 New
CCMINC
96
Cardinal Capital Management Inc (North Carolina)
North Carolina
$1.01M +$120K +8,836 +13%
VKH
97
Virtu KCG Holdings
New York
$939K +$91.6K +6,725 +11%
Creative Planning
98
Creative Planning
Kansas
$938K +$836K +61,418 +821%
LP
99
LMR Partners
United Kingdom
$880K +$289K +21,249 +49%
SCM
100
SOL Capital Management
Maryland
$850K +$41.9K +3,075 +5%
2 3
4
5 6

UBS Hedge Fund Activity: Q3 2016 in Review

223 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in UBS Group (UBS) for Q3 2016, worth a combined $13.2B — down 2% from $13.5B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of UBS and 23 opened new positions — a net loss of 24 holders — while 88 trimmed existing stakes and 78 added.

The largest buyer was Franklin Resources, adding an estimated $195M. The largest seller was OppenheimerFunds, exiting entirely with an estimated $393M sold.

  • 223 institutional investors held UBS Group (UBS) as of Q3 2016, down from 251 in Q2 2016.
  • Funds reported $13.2B of UBS Group stock for Q3 2016, down 2% quarter-over-quarter.
  • 23 funds opened new UBS Group positions in Q3 2016 and 47 closed out, a net change of -24 holders.
  • The largest UBS Group buyer in Q3 2016 was Franklin Resources, an estimated $195M added.
  • The largest UBS Group seller in Q3 2016 was OppenheimerFunds, an estimated $393M sold.

Based on aggregated 13F filings for Q3 2016.