Forward Management’s UBS Group UBS Stock Holding History

Forward Management’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-152	Closed	-$2K	–	128
2018 Q3	$2K	Hold	152	–	–	﹤0.01%	144
2018 Q2	$2K	Sell	152 -95,386	-100%	-$1.55M	﹤0.01%	166
2018 Q1	$1.69M	Buy	95,538 +1,232	+1%	+$23.4K	0.25%	48
2017 Q4	$1.73M	Sell	94,306 -2,960	-3%	-$51.4K	0.2%	63
2017 Q3	$1.67M	Sell	97,266 -32,309	-25%	-$553K	0.19%	75
2017 Q2	$2.2M	Sell	129,575 -22,488	-15%	-$366K	0.19%	69
2017 Q1	$2.42M	Sell	152,063 -28,934	-16%	-$466K	0.2%	66
2016 Q4	$2.84M	Sell	180,997 -10,034	-5%	-$151K	0.2%	82
2016 Q3	$2.6M	Sell	191,031 -3,636	-2%	-$49.5K	0.2%	63
2016 Q2	$2.52M	Sell	194,667 -8,882	-4%	-$136K	0.21%	60
2016 Q1	$3.26M	Sell	203,549 -119,398	-37%	-$1.94M	0.27%	53
2015 Q4	$6.25M	Buy	322,947 +92,497	+40%	+$1.8M	0.53%	40
2015 Q3	$4.27M	Sell	230,450 -64,598	-22%	-$1.37M	0.34%	55
2015 Q2	$6.26M	Buy	295,048 +15,842	+6%	+$331K	0.38%	49
2015 Q1	$5.24M	Sell	279,206 -44,846	-14%	-$780K	0.31%	55
2014 Q4	$5.52M	Buy	+324,052	New	+$5.55M	0.3%	51

Other funds holding UBS

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $46B AUM 27.59% 1-Year Est. Return

Forward Management's UBS Position: Q4 2018 in Review

Forward Management sold out of UBS Group (UBS) in Q4 2018, closing a stake of 152 shares — an estimated $2K sold.

Forward Management first reported a position in UBS in Q4 2014 and held it in 16 quarters. The position peaked at $6.26M in Q2 2015. 315 funds tracked by Wall St. Rank hold UBS as of Q4 2018.

Forward Management reported no remaining UBS Group position as of Q4 2018 after selling out during the quarter.
Forward Management sold 152 UBS Group shares in Q4 2018, an estimated $2K.
Forward Management first reported a position in UBS Group in Q4 2014 and held it in 16 quarters.
Forward Management's UBS Group position peaked at $6.26M in Q2 2015.
315 funds tracked by Wall St. Rank held UBS Group as of Q4 2018.

Based on Forward Management's 13F filing for Q4 2018, filed 1 Feb 2019.