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TRI-Continental Corp

Name Holding Trade Value Shares
Change
Change in
Stake
U
26
UBS
Switzerland
$658K +$168K +9,105 +34%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$649K -$450K -24,371 -41%
PPA
28
Parametric Portfolio Associates
Washington
$535K +$4.72K +256 +0.9%
IT
29
Independence Trust
Tennessee
$491K
WB
30
WesBanco Bank
West Virginia
$462K
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$455K
GC
32
Guggenheim Capital
Illinois
$403K -$38.1K -2,066 -9%
LPL Financial
33
LPL Financial
California
$387K +$99.2K +5,376 +35%
AQR Capital Management
34
AQR Capital Management
Connecticut
$363K +$6.15K +333 +2%
RJA
35
Raymond James & Associates
Florida
$318K +$320K +17,348 New
VKH
36
Virtu KCG Holdings
New York
$300K +$303K +16,398 New
CM
37
CS McKee
Pennsylvania
$284K +$14.8K +800 +5%
TCT
38
TIAA CREF Trust
Missouri
$278K +$12.7K +688 +5%
First Trust Advisors
39
First Trust Advisors
Illinois
$251K +$253K +13,717 New
Northern Trust
40
Northern Trust
Illinois
$250K -$13.7K -740 -5%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$154K
CFS
42
Community Financial System
New York
$146K
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$132K +$133K +7,224 New
US Bancorp
44
US Bancorp
Minnesota
$74K
1IC
45
1919 Investment Counsel
Maryland
$66K
Citigroup
46
Citigroup
New York
$51K
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$46K
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$41K +$14.8K +800 +56%
Creative Planning
49
Creative Planning
Kansas
$36K +$16.7K +906 +85%
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$29K