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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
76
US Bancorp
Minnesota
$33K – – –
SWA
77
SOA Wealth Advisors
New York
$32K – – –
BNP Paribas Financial Markets
78
BNP Paribas Financial Markets
France
$18.1K -$14.7K -1,129 -40%
Simplex Trading
79
Simplex Trading
Illinois
$17K -$266K -20,432 -93%
TF
80
Tompkins Financial
New York
$16K – – –
CWM
81
Cedar Wealth Management
California
$14K – – –
APA
82
American Portfolios Advisors
New York
$5.48K – – –
PA
83
PSI Advisors
Florida
$5K +$6.19K +475 New
HI
84
Harbour Investments
Wisconsin
$4K – – –
HI
85
Hudock Inc
Pennsylvania
$3K +$1.04K +80 +31%
Carson Wealth (CWM LLC)
86
Carson Wealth (CWM LLC)
Nebraska
$3K +$3.91K +300 New
TWA
87
TCI Wealth Advisors
Arizona
$2K +$2.7K +207 New
MPWT
88
MassMutual Private Wealth & Trust
Connecticut
$1K +$1.35K +104 New
CA
89
Cetera Advisors
Colorado
– -$197K -15,500 Closed
SSA
90
Schonfeld Strategic Advisors
New York
– -$193K -15,100 Closed
BI
91
Bramshill Investments
Florida
– -$163K -12,772 Closed
DTL
92
Dynamic Technology Lab
Singapore
– -$152K -11,899 Closed
EGA
93
Eagle Global Advisors
Texas
– -$150K -11,780 Closed
QT
94
Quantbot Technologies
New York
– -$144K -11,356 Closed
Qube Research & Technologies (QRT)
95
Qube Research & Technologies (QRT)
United Kingdom
– -$138K -10,840 Closed
Stifel Financial
96
Stifel Financial
Missouri
– -$136K -10,670 Closed
PHK
97
Point72 Hong Kong
Hong Kong
– -$19K -1,474 Closed
Bank of America
98
Bank of America
North Carolina
– -$10.7K -823 -99%
S
99
SignatureFD
Georgia
– -$6K -500 Closed
NMG
100
New Millennium Group
Utah
– -$1K -50 Closed