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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
CG
51
Caprock Group
Idaho
$244K
SIG
52
Sargent Investment Group
Maryland
$236K
Marshall Wace
53
Marshall Wace
United Kingdom
$230K +$223K +13,184 New
Millennium Management
54
Millennium Management
New York
$218K +$211K +12,474 New
KAS
55
Kestra Advisory Services
Texas
$212K +$7.61K +449 +4%
Canada Life
56
Canada Life
Manitoba, Canada
$202K -$6.25K -369 -3%
Citadel Advisors
57
Citadel Advisors
Florida
$200K +$194K +11,451 New
Stifel Financial
58
Stifel Financial
Missouri
$194K +$188K +11,115 New
SWA
59
Sax Wealth Advisors
New Jersey
$187K +$181K +10,683 New
Susquehanna International Group
60
Susquehanna International Group
Pennsylvania
$182K +$177K +10,422 New
CA
61
Calton & Associates
Florida
$175K +$170K +10,031 New
GWM
62
Geneos Wealth Management
Colorado
$161K +$57.8K +3,412 +58%
TWM
63
Tradition Wealth Management
Minnesota
$91K
TRCT
64
Tower Research Capital (TRC)
New York
$62K +$60.6K +3,573 New
SWA
65
SOA Wealth Advisors
New York
$52K
US Bancorp
66
US Bancorp
Minnesota
$52K
JP Morgan Chase
67
JP Morgan Chase
New York
$40K
Lazard Asset Management
68
Lazard Asset Management
New York
$39K +$37.9K +2,235 New
AIP
69
Ahrens Investment Partners
Louisiana
$35K
Rockefeller Capital Management
70
Rockefeller Capital Management
New York
$33K
CWM
71
Cedar Wealth Management
California
$31K
GAM
72
Gemmer Asset Management
California
$18K
PI
73
PEAK6 Investments
Illinois
$18K +$17.1K +1,010 New
AWM
74
Avior Wealth Management
Nebraska
$16K +$16.1K +950 New
APA
75
American Portfolios Advisors
New York
$8.82K