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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
MA
51
Montag & Associates
Georgia
$150K +$139K +11,500 New
PFG
52
PAX Financial Group
Texas
$149K +$139K +11,436 New
LGA
53
Lebenthal Global Advisors
New York
$136K +$127K +10,439 New
BRWA
54
B. Riley Wealth Advisors
Florida
$132K +$122K +10,077 New
JF
55
Jump Financial
Illinois
$132K +$122K +10,099 New
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$123K
SWA
57
SOA Wealth Advisors
New York
$43K +$36.4K +3,000 New
FIA
58
FNY Investment Advisers
New York
$41K +$38.2K +3,150 New
TWM
59
Tradition Wealth Management
Minnesota
$40K +$36.9K +3,046 New
JP Morgan Chase
60
JP Morgan Chase
New York
$33K
SIS
61
Sound Income Strategies
Florida
$33K
GWM
62
Geneos Wealth Management
Colorado
$26K +$22.1K +1,824 New
PI
63
PEAK6 Investments
Illinois
$25K +$17.2K +1,422 +290%
Rockefeller Capital Management
64
Rockefeller Capital Management
New York
$24K
CG
65
Cutler Group
California
$22K -$24K -1,980 -54%
TRCT
66
Tower Research Capital (TRC)
New York
$18K +$16.4K +1,353 New
SPIA
67
Steward Partners Investment Advisory
New York
$15K
APA
68
American Portfolios Advisors
New York
$6.58K
DOA
69
D'Orazio & Associates
Virginia
$3K +$85 +7 +3%
FPCG
70
Fort Pitt Capital Group
Pennsylvania
$3K +$2.42K +200 New
VFA
71
Valeo Financial Advisors
Indiana
$1K +$1.21K +100 New
RA
72
Resource America
New York
-$4.58M -415,109 Closed
PI
73
Putnam Investments
Massachusetts
-$1.86M -168,466 Closed
RCM
74
Radcliffe Capital Management
Pennsylvania
-$1.73M -156,699 Closed
IFG
75
Independent Financial Group
California
-$472K -42,797 Closed