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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$105K
AIM
52
Aigen Investment Management
New York
$80K +$80.8K +7,226 New
CG
53
Cutler Group
California
$40K +$15.7K +1,400 +61%
JP Morgan Chase
54
JP Morgan Chase
New York
$28K -$92.2K -8,240 -77%
SIS
55
Sound Income Strategies
Florida
$28K
Rockefeller Capital Management
56
Rockefeller Capital Management
New York
$20K
Simplex Trading
57
Simplex Trading
Illinois
$16K +$3.03K +271 +23%
SPIA
58
Steward Partners Investment Advisory
New York
$12K -$6.03K -539 -32%
APA
59
American Portfolios Advisors
New York
$5.58K +$5.65K +505 New
PI
60
PEAK6 Investments
Illinois
$5K +$5.48K +490 New
HI
61
Hudock Inc
Pennsylvania
$5K +$5.68K +508 New
DOA
62
D'Orazio & Associates
Virginia
$3K +$168 +15 +7%
CWC
63
Carolinas Wealth Consulting
North Carolina
$2K +$2.36K +211 New
Squarepoint
64
Squarepoint
New York
-$157K -15,281 Closed
RJA
65
Raymond James & Associates
Florida
-$123K -11,938 Closed
SPC
66
Sigma Planning Corp
Michigan
-$114K -11,098 Closed
I2I
67
Insight 2811 Inc
Illinois
-$108K -10,780 Closed
Acadian Asset Management
68
Acadian Asset Management
Massachusetts
-$74K -7,196 Closed
PAG
69
Private Advisor Group
New Jersey
-$66K -6,394 Closed
Group One Trading
70
Group One Trading
Illinois
-$31.3K -2,800 Closed
CAN
71
Cetera Advisor Networks
California
-$11K -1,110 Closed
TRCT
72
Tower Research Capital (TRC)
New York
-$8K -782 Closed