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TriplePoint Venture Growth BDC
TPVG

Name Holding Trade Value Shares
Change 		Change in
Stake
D.E. Shaw & Co
26
D.E. Shaw & Co
New York
$198K -$19.2K -3,205 -10%
MWM
27
Meridian Wealth Management
Kentucky
$196K – – –
CAM
28
Cresset Asset Management
Illinois
$196K +$179K +29,915 New
Northern Trust
29
Northern Trust
Illinois
$188K -$14.8K -2,472 -8%
BHCM
30
Brevan Howard Capital Management
Jersey
$184K -$2.39K -399 -1%
UBS Group
31
UBS Group
Switzerland
$184K +$97.7K +16,306 +138%
Millennium Management
32
Millennium Management
New York
$183K +$28.3K +4,729 +20%
EGA
33
Eagle Global Advisors
Texas
$182K +$167K +27,875 New
Osaic Holdings
34
Osaic Holdings
Arizona
$160K -$78.2K -13,051 -35%
OSAM
35
O'Shaughnessy Asset Management
Connecticut
$158K +$17.5K +2,921 +14%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$152K +$22.7K +3,783 +19%
Verition Fund Management
37
Verition Fund Management
Connecticut
$134K -$13.2K -2,200 -10%
Squarepoint
38
Squarepoint
New York
$121K +$110K +18,428 New
Ameriprise
39
Ameriprise
Minnesota
$113K -$49.4K -8,242 -32%
TWM
40
Tradition Wealth Management
Minnesota
$97K +$1.84K +308 +2%
Raymond James Financial
41
Raymond James Financial
Florida
$95K -$28.5K -4,755 -25%
CG
42
CFO4Life Group
Texas
$89K – – –
OAM
43
Oxford Asset Management
United Kingdom
$74.2K +$68K +11,350 New
AC
44
Avenir Corporation
Virginia
$71.9K – – –
AC
45
AXQ Capital
New Jersey
$71.8K +$65.8K +10,981 New
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$71.8K -$20.7K -3,463 -24%
FMII
47
Farmers & Merchants Investments Inc
Nebraska
$67.3K +$42.5K +7,093 +222%
IAIM
48
International Assets Investment Management
Florida
$47K -$48.3K -8,060 -53%
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$45.8K +$18K +3,000 +75%
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$40.6K – – –
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