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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
Verition Fund Management
26
Verition Fund Management
Connecticut
$139K +$130K +19,877 New
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$136K +$127K +19,416 New
Raymond James Financial
28
Raymond James Financial
Florida
$134K -$11.7K -1,789 -9%
Connor, Clark & Lunn Investment Management (CC&L)
29
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$131K +$122K +18,669 New
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$128K -$2.38K -364 -2%
IAIM
31
International Assets Investment Management
Florida
$107K
BCM
32
Bluefin Capital Management
New York
$105K +$98.3K +15,000 New
CG
33
CFO4Life Group
Texas
$95.4K
OSAM
34
O'Shaughnessy Asset Management
Connecticut
$95.2K +$89K +13,575 New
Bank of America
35
Bank of America
North Carolina
$89.3K -$10.5K -1,600 -11%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$86K -$5.77K -880 -7%
ACM
37
Aquatic Capital Management
Illinois
$82.1K -$76.4K -11,666 -50%
AC
38
Avenir Corporation
Virginia
$70.1K
EWA
39
EverSource Wealth Advisors
Alabama
$70.1K
UBS Group
40
UBS Group
Switzerland
$68.4K -$87.9K -13,421 -58%
Comerica Bank
41
Comerica Bank
Texas
$61K -$4.2K -641 -7%
ME
42
McIlrath & Eck
Washington
$51K
FMII
43
Farmers & Merchants Investments Inc
Nebraska
$40K +$6.55K +1,000 +21%
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$35K +$32.8K +5,000 New
CIBC Private Wealth Group
45
CIBC Private Wealth Group
Georgia
$31.1K -$7 -1 -0%
Nomura Asset Management
46
Nomura Asset Management
Japan
$26.1K +$24.4K +3,720 New
SWA
47
SOA Wealth Advisors
New York
$21K
BNP Paribas Financial Markets
48
BNP Paribas Financial Markets
France
$19K -$127K -19,341 -88%
APW
49
Aventura Private Wealth
Florida
$17.5K
Group One Trading
50
Group One Trading
Illinois
$17K -$3.09K -471 -16%