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TriplePoint Venture Growth BDC
TPVG

Name Holding Trade Value Shares
Change 		Change in
Stake
PP
26
Paloma Partners
Connecticut
$282K +$312K +39,981 New
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$277K -$281K -36,046 -48%
IFG
28
Independent Financial Group
California
$269K -$167K -21,350 -36%
Osaic Holdings
29
Osaic Holdings
Arizona
$268K +$9.5K +1,218 +3%
KA
30
Kovack Advisors
Florida
$262K +$21.1K +2,700 +8%
Canada Life
31
Canada Life
Manitoba, Canada
$227K – – –
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$182K -$8.44K -1,082 -4%
Northern Trust
33
Northern Trust
Illinois
$170K +$188K +24,078 New
RJA
34
Raymond James & Associates
Florida
$153K -$12.6K -1,620 -7%
Simplex Trading
35
Simplex Trading
Illinois
$140K -$32.1K -4,119 -17%
AIM
36
Aigen Investment Management
New York
$138K +$152K +19,516 New
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$131K -$97.9K -12,548 -40%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$129K -$38.3K -4,903 -21%
Comerica Bank
39
Comerica Bank
Texas
$128K – – –
NG
40
Norden Group
Utah
$125K -$31.4K -4,018 -19%
Squarepoint
41
Squarepoint
New York
$124K +$137K +17,524 New
TRCT
42
Tower Research Capital (TRC)
New York
$123K +$39.4K +5,049 +41%
RJFSA
43
Raymond James Financial Services Advisors
Florida
$121K +$7.53K +965 +6%
XT
44
XTX Topco
Cayman Islands
$118K +$130K +16,653 New
IAIM
45
International Assets Investment Management
Florida
$108K -$37.8K -4,850 -24%
QC
46
Quadrature Capital
United Kingdom
$99.3K +$110K +14,061 New
UBS Group
47
UBS Group
Switzerland
$97.1K -$547K -70,070 -84%
CG
48
CFO4Life Group
Texas
$96.1K +$16.5K +2,110 +18%
DAS
49
Diversify Advisory Services
Utah
$94.4K +$26.4K +3,378 +31%
BNP Paribas Financial Markets
50
BNP Paribas Financial Markets
France
$93.2K +$70.2K +9,000 +214%
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