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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$418K -$63.9K -6,244 -14%
SPC
27
Sigma Planning Corp
Michigan
$407K -$401K -39,221 -51%
ASFA
28
All Season Financial Advisors
Colorado
$366K -$6.22K -608 -2%
KA
29
Kovack Advisors
Florida
$359K -$217K -21,221 -39%
RJA
30
Raymond James & Associates
Florida
$355K +$40.2K +3,928 +14%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$347K -$60.6K -5,921 -16%
Canada Life
32
Canada Life
Manitoba, Canada
$331K -$39.7K -3,883 -11%
Osaic Holdings
33
Osaic Holdings
Arizona
$312K -$100K -9,778 -25%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$307K -$35.6K -3,481 -11%
SPIA
35
Steward Partners Investment Advisory
New York
$297K +$82.1K +8,029 +42%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$283K +$30.4K +2,971 +13%
SSA
37
Schonfeld Strategic Advisors
New York
$276K +$260K +25,400 New
WSTAM
38
Wilbanks Smith & Thomas Asset Management
Virginia
$239K
IWM
39
IHT Wealth Management
Illinois
$231K -$57.4K -5,609 -21%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$228K +$36.5K +3,565 +20%
Comerica Bank
41
Comerica Bank
Texas
$208K -$10.2K -1,000 -5%
QT
42
Quantbot Technologies
New York
$207K +$156K +15,295 +408%
HighTower Advisors
43
HighTower Advisors
Illinois
$167K +$5.73K +560 +4%
HF
44
HRT Financial
New York
$164K +$155K +15,185 New
LMKC
45
L.M. Kohn & Company
Ohio
$164K +$42K +4,103 +37%
NG
46
Norden Group
Utah
$162K +$5.65K +552 +4%
LNC
47
Lincoln National Corp
Pennsylvania
$161K +$151K +14,787 New
JP Morgan Chase
48
JP Morgan Chase
New York
$160K +$128K +12,470 +542%
CAGAS
49
Capital Advisory Group Advisory Services
Minnesota
$154K -$2.65K -259 -2%
PCIA
50
Prime Capital Investment Advisors
Kansas
$144K