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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
TC
26
TownSquare Capital
Utah
$475K +$26K +2,231 +6%
CAN
27
Cetera Advisor Networks
California
$466K +$15.6K +1,336 +4%
TYCC
28
Texas Yale Capital Corp
Florida
$457K -$315K -27,000 -42%
UBS Group
29
UBS Group
Switzerland
$453K -$58.7K -5,027 -12%
AC
30
Avenir Corporation
Virginia
$399K +$23.4K +2,000 +6%
Canada Life
31
Canada Life
Manitoba, Canada
$383K -$121K -10,337 -25%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$378K +$34K +2,909 +10%
RJA
33
Raymond James & Associates
Florida
$366K +$630 +54 +0.2%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$360K
SIC
35
Samalin Investment Counsel
New York
$359K +$22.5K +1,925 +7%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$330K +$84.4K +7,226 +36%
IWM
37
IHT Wealth Management
Illinois
$305K -$1.62K -139 -0.5%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$283K +$5.72K +490 +2%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$236K +$6.35K +544 +3%
HighTower Advisors
40
HighTower Advisors
Illinois
$228K +$1.17K +100 +0.5%
Millennium Management
41
Millennium Management
New York
$206K -$1.56M -133,778 -89%
CG
42
Caprock Group
Idaho
$203K
Baird Financial Group
43
Baird Financial Group
Wisconsin
$193K -$16.3K -1,396 -8%
ASN
44
Advisory Services Network
Georgia
$192K
CAGAS
45
Capital Advisory Group Advisory Services
Minnesota
$173K +$829 +71 +0.5%
KAS
46
Kestra Advisory Services
Texas
$163K +$7.68K +658 +5%
MC
47
Moors & Cabot
Massachusetts
$147K -$33.5K -2,869 -19%
CA
48
Calton & Associates
Florida
$144K -$47 -4 -0%
Cetera Investment Advisers
49
Cetera Investment Advisers
Illinois
$142K -$106K -9,064 -43%
P
50
&Partners
Tennessee
$141K +$17.9K +1,529 +13%