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TriplePoint Venture Growth BDC

Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
26
Neuberger Berman Group
New York
$851K +$333K +23,646 +67%
Millennium Management
27
Millennium Management
New York
$792K -$1.55M -109,742 -67%
EIM
28
Essex Investment Management
Massachusetts
$789K -$14.3K -1,015 -2%
BI
29
Bramshill Investments
Florida
$737K +$100K +7,109 +16%
UBS Group
30
UBS Group
Switzerland
$730K +$23.4K +1,663 +3%
TYCC
31
Texas Yale Capital Corp
Florida
$691K
CC
32
Claybrook Capital
Massachusetts
$688K +$246K +17,465 +58%
LPL Financial
33
LPL Financial
California
$519K +$17.2K +1,221 +4%
Ameriprise
34
Ameriprise
Minnesota
$470K +$606 +43 +0.1%
VEA
35
Virtus ETF Advisers
New York
$465K +$45.5K +3,232 +11%
EGA
36
Eagle Global Advisors
Texas
$449K +$26.5K +1,880 +6%
SIG
37
Sargent Investment Group
Maryland
$315K +$91.6K +6,500 +42%
BAIA
38
Bel Air Investment Advisors
California
$308K +$300K +21,300 New
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$300K -$389K -27,629 -57%
CFS
40
Capital Financial Services
New York
$288K -$8.45K -600 -3%
IWM
41
IHT Wealth Management
Illinois
$272K +$38.9K +2,765 +17%
WSTAM
42
Wilbanks Smith & Thomas Asset Management
Virginia
$246K -$98.6K -7,000 -29%
ASN
43
Advisory Services Network
Georgia
$246K +$211 +15 +0.1%
CA
44
Cetera Advisors
Colorado
$242K +$9.72K +690 +4%
SW
45
SVB Wealth
Massachusetts
$230K +$224K +15,894 New
RJA
46
Raymond James & Associates
Florida
$216K +$40.9K +2,903 +24%
P
47
&Partners
Tennessee
$201K +$8K +568 +4%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$200K +$9.1K +646 +5%
Stifel Financial
49
Stifel Financial
Missouri
$174K -$7.3K -518 -4%
MA
50
Montag & Associates
Georgia
$166K