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TOFC

TOWER FINANCIAL CORP
TOFC

Delisted

TOFC was delisted on the 25th of April, 2014.

21 hedge funds and large institutions have $33.8M invested in TOWER FINANCIAL CORP in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 2

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

16% more capital invested

Capital invested by funds: $29.1M → $33.8M (+$4.67M)

5% less funds holding

Funds holding: 2221 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.61%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
2
Increased
5
Reduced
2
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GLAM
1
Gardner Lewis Asset Management
Pennsylvania
$7.92M +$4.6M +193,905 +156%
SCA
2
Stieven Capital Advisors
Missouri
$5.63M -$83.1K -3,500 -2%
TT
3
Tower Trust
Indiana
$4.79M +$44K +1,856 +1%
Wellington Management Group
4
Wellington Management Group
Massachusetts
$2.82M
AQR Capital Management
5
AQR Capital Management
Connecticut
$2.68M
Vanguard Group
6
Vanguard Group
Pennsylvania
$2.49M
EPCA
7
Elizabeth Park Capital Advisors
Ohio
$2.37M
Dimensional Fund Advisors
8
Dimensional Fund Advisors
Texas
$1.86M
STIA
9
Stone Toro Investment Advisers
New Jersey
$1.24M
PFM
10
Phillips Financial Management
Indiana
$567K +$5.93K +250 +1%
Wells Fargo
11
Wells Fargo
California
$413K
LJAC
12
L.J. Altfest & Co
New York
$372K
TCM
13
Touradji Capital Management
Florida
$248K
PCM
14
Prelude Capital Management
New York
$197K +$95.9K +4,043 +104%
U
15
UBS
Switzerland
$79K +$20.4K +860 +37%
Ameriprise
16
Ameriprise
Minnesota
$37K
Bessemer Group
17
Bessemer Group
New Jersey
$25K
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$25K +$24.3K +1,025 New
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$19K
TRCT
20
Tower Research Capital (TRC)
New York
$4K -$19.6K -825 -83%
LOM
21
Loeb Offshore Management
New York
-$213K -8,572 Closed
Citigroup
22
Citigroup
New York
-$2K -100 Closed
Bank of America
23
Bank of America
North Carolina
-$1K -51 Closed
Morgan Stanley
24
Morgan Stanley
New York
+$190 +8 New

TOFC Hedge Fund Activity: Q1 2014 in Review

21 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in TOWER FINANCIAL CORP (TOFC) for Q1 2014, worth a combined $33.8M — up 16% from $29.1M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of TOFC and 2 opened new positions — a net loss of 1 holder — while 2 trimmed existing stakes and 5 added.

The largest buyer was Gardner Lewis Asset Management, adding an estimated $4.6M. The largest seller was Loeb Offshore Management, exiting entirely with an estimated $213K sold.

  • 21 institutional investors held TOWER FINANCIAL CORP (TOFC) as of Q1 2014, down from 22 in Q4 2013.
  • Funds reported $33.8M of TOWER FINANCIAL CORP stock for Q1 2014, up 16% quarter-over-quarter.
  • 2 funds opened new TOWER FINANCIAL CORP positions in Q1 2014 and 3 closed out, a net change of -1 holder.
  • The largest TOWER FINANCIAL CORP buyer in Q1 2014 was Gardner Lewis Asset Management, an estimated $4.6M added.
  • The largest TOWER FINANCIAL CORP seller in Q1 2014 was Loeb Offshore Management, an estimated $213K sold.

Based on aggregated 13F filings for Q1 2014.