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TOFC

TOWER FINANCIAL CORP
TOFC

Delisted

TOFC was delisted on the 25th of April, 2014.

18 hedge funds and large institutions have $23.2M invested in TOWER FINANCIAL CORP in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

58% more capital invested

Capital invested by funds: $14.6M → $23.2M (+$8.55M)

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

20% more funds holding

Funds holding: 1518 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
18
Holders Change
+3
Holders Change %
+20%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
5
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCA
1
Stieven Capital Advisors
Missouri
$5.34M +$1.71K +100 +0%
TT
2
Tower Trust
Indiana
$4.44M -$45.8K -2,684 -1%
Wellington Management Group
3
Wellington Management Group
Massachusetts
$2.64M
AQR Capital Management
4
AQR Capital Management
Connecticut
$2.33M +$1.71M +100,361 New
Vanguard Group
5
Vanguard Group
Pennsylvania
$2.31M +$529K +31,000 +45%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$1.75M +$8.38K +491 +0.7%
GLAM
7
Gardner Lewis Asset Management
Pennsylvania
$1.65M +$1.21M +70,881 New
STIA
8
Stone Toro Investment Advisers
New Jersey
$1.16M +$853K +50,000 New
PFM
9
Phillips Financial Management
Indiana
$557K -$1.53K -90 -0.4%
Wells Fargo
10
Wells Fargo
California
$386K -$3.41K -200 -1%
PCM
11
Prelude Capital Management
New York
$232K +$171K +10,000 New
TCM
12
Touradji Capital Management
Florida
$232K +$171K +10,000 New
U
13
UBS
Switzerland
$83K +$50.9K +2,982 +490%
Ameriprise
14
Ameriprise
Minnesota
$35K -$3.41K -200 -12%
Bessemer Group
15
Bessemer Group
New Jersey
$23K
Fifth Third Bancorp
16
Fifth Third Bancorp
Ohio
$17K
TRCT
17
Tower Research Capital (TRC)
New York
$12K +$1.71K +100 +25%
Deutsche Bank
18
Deutsche Bank
Germany
$1K +$836 +49 New
MI
19
M3F Inc
Utah
-$2.98M -203,480 Closed
EVC
20
Eidelman Virant Capital
Missouri
-$1.07M -72,800 Closed

TOFC Hedge Fund Activity: Q3 2013 in Review

18 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in TOWER FINANCIAL CORP (TOFC) for Q3 2013, worth a combined $23.2M — up 58% from $14.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new TOFC positions and 3 closed out — a net gain of 3 holders — while 5 added to existing stakes and 4 trimmed.

The largest buyer was AQR Capital Management, opening a new position worth an estimated $1.71M. The largest seller was M3F Inc, exiting entirely with an estimated $2.98M sold.

  • 18 institutional investors held TOWER FINANCIAL CORP (TOFC) as of Q3 2013, up from 15 in Q2 2013.
  • Funds reported $23.2M of TOWER FINANCIAL CORP stock for Q3 2013, up 58% quarter-over-quarter.
  • 6 funds opened new TOWER FINANCIAL CORP positions in Q3 2013 and 3 closed out, a net change of +3 holders.
  • The largest TOWER FINANCIAL CORP buyer in Q3 2013 was AQR Capital Management, an estimated $1.71M added.
  • The largest TOWER FINANCIAL CORP seller in Q3 2013 was M3F Inc, an estimated $2.98M sold.

Based on aggregated 13F filings for Q3 2013.