We are live on ! Find out more
TOFC

TOWER FINANCIAL CORP
TOFC

Delisted

TOFC was delisted on the 25th of April, 2014.

22 hedge funds and large institutions have $29.1M invested in TOWER FINANCIAL CORP in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

26% more capital invested

Capital invested by funds: $23.2M → $29.1M (+$5.94M)

22% more funds holding

Funds holding: 1822 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
22
Holders Change
+4
Holders Change %
+22.22%
% of All Funds
0.64%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
6
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCA
1
Stieven Capital Advisors
Missouri
$5.71M +$2.42K +100 +0%
TT
2
Tower Trust
Indiana
$4.73M -$8.02K -331 -0.2%
GLAM
3
Gardner Lewis Asset Management
Pennsylvania
$3.09M +$1.3M +53,660 +76%
Wellington Management Group
4
Wellington Management Group
Massachusetts
$2.83M
AQR Capital Management
5
AQR Capital Management
Connecticut
$2.69M +$184K +7,600 +8%
Vanguard Group
6
Vanguard Group
Pennsylvania
$2.5M +$24.2K +1,000 +1%
EPCA
7
Elizabeth Park Capital Advisors
Ohio
$2.37M +$2.31M +95,305 New
Dimensional Fund Advisors
8
Dimensional Fund Advisors
Texas
$1.87M
STIA
9
Stone Toro Investment Advisers
New Jersey
$1.24M
PFM
10
Phillips Financial Management
Indiana
$579K -$17K -700 -3%
Wells Fargo
11
Wells Fargo
California
$412K +$24 +1 +0%
LJAC
12
L.J. Altfest & Co
New York
$368K +$112K +4,612 New
TCM
13
Touradji Capital Management
Florida
$249K
LOM
14
Loeb Offshore Management
New York
$213K +$208K +8,572 New
PCM
15
Prelude Capital Management
New York
$97K -$148K -6,100 -61%
U
16
UBS
Switzerland
$58K -$30.8K -1,271 -35%
Ameriprise
17
Ameriprise
Minnesota
$37K
Bessemer Group
18
Bessemer Group
New Jersey
$25K
TRCT
19
Tower Research Capital (TRC)
New York
$25K +$12.1K +500 +100%
Fifth Third Bancorp
20
Fifth Third Bancorp
Ohio
$19K
Citigroup
21
Citigroup
New York
$2K +$2.42K +100 New
Bank of America
22
Bank of America
North Carolina
$1K +$1.24K +51 New
Deutsche Bank
23
Deutsche Bank
Germany
-$1K -49 Closed

TOFC Hedge Fund Activity: Q4 2013 in Review

22 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in TOWER FINANCIAL CORP (TOFC) for Q4 2013, worth a combined $29.1M — up 26% from $23.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new TOFC positions and 1 closed out — a net gain of 4 holders — while 6 added to existing stakes and 4 trimmed.

The largest buyer was Gardner Lewis Asset Management, adding an estimated $1.3M. The largest seller was Prelude Capital Management, cutting an estimated $148K.

  • 22 institutional investors held TOWER FINANCIAL CORP (TOFC) as of Q4 2013, up from 18 in Q3 2013.
  • Funds reported $29.1M of TOWER FINANCIAL CORP stock for Q4 2013, up 26% quarter-over-quarter.
  • 5 funds opened new TOWER FINANCIAL CORP positions in Q4 2013 and 1 closed out, a net change of +4 holders.
  • The largest TOWER FINANCIAL CORP buyer in Q4 2013 was Gardner Lewis Asset Management, an estimated $1.3M added.
  • The largest TOWER FINANCIAL CORP seller in Q4 2013 was Prelude Capital Management, an estimated $148K sold.

Based on aggregated 13F filings for Q4 2013.