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Northern Trust Morningstar Emerging Markets Factor Tilt ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$426M -$24.9M -469,262 -5%
3AM
2
3D Asset Management
Connecticut
$17.4M +$17.9M +336,626 New
CB
3
CNB Bank
Pennsylvania
$12.6M -$2.81M -52,844 -18%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$10.5M +$476K +8,953 +5%
EA
5
Efficient Advisors
Ohio
$6.39M +$453K +8,531 +7%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$5.09M +$5.22M +98,295 New
CAI
7
Capital Advisors Inc
Oklahoma
$3.23M -$152K -2,854 -4%
Morgan Stanley
8
Morgan Stanley
New York
$3.11M -$1.6M -30,174 -33%
LNB
9
Ledyard National Bank
$2.48M -$338K -6,361 -12%
Jane Street
10
Jane Street
New York
$1.99M -$6.99M -131,472 -77%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.4M -$620K -11,665 -30%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1.36M -$30.3M -569,415 -96%
CJA
13
C-J Advisory
California
$711K -$7.65K -144 -1%
PNC
14
Park National Corp
Ohio
$599K -$101K -1,892 -14%
Verition Fund Management
15
Verition Fund Management
Connecticut
$505K +$316K +5,940 +157%
EWM
16
Elmwood Wealth Management
California
$380K +$35.1K +660 +10%
Citadel Advisors
17
Citadel Advisors
Florida
$378K -$806K -15,175 -68%
RJA
18
Raymond James & Associates
Florida
$374K +$94.3K +1,775 +33%
LPL Financial
19
LPL Financial
California
$331K +$48.9K +920 +17%
SPC
20
Sigma Planning Corp
Michigan
$261K +$29.3K +551 +12%
UBS Group
21
UBS Group
Switzerland
$255K +$52.3K +985 +25%
IA
22
IFP Advisors
Florida
$250K +$87.9K +1,655 +52%
Bank of America
23
Bank of America
North Carolina
$186K -$1.59K -30 -0.8%
William Blair & Company
24
William Blair & Company
Illinois
$184K +$189K +3,552 New
AWM
25
AllSquare Wealth Management
New York
$181K -$3.83K -72 -2%