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Northern Trust Morningstar Emerging Markets Factor Tilt ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$266M +$2.7M +57,446 +1%
Efficient Advisors
2
Efficient Advisors
Ohio
$7.28M +$3.2M +68,077 +82%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$5.04M +$2.21M +47,035 +82%
AssetMark Inc
4
AssetMark Inc
California
$2.99M +$285K +6,064 +11%
Jane Street
5
Jane Street
New York
$2.74M -$1.06M -22,465 -28%
C-J Advisory
6
C-J Advisory
California
$736K +$719K +15,292 New
Zeke Capital Advisors
7
Zeke Capital Advisors
Pennsylvania
$730K +$710K +15,100 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$368K +$250K +5,325 +229%
Morgan Stanley
9
Morgan Stanley
New York
$261K -$39.2K -834 -13%
The Family Firm
10
The Family Firm
Maryland
$260K -$98.8K -2,100 -28%
Ladenburg Thalmann Financial Services
11
Ladenburg Thalmann Financial Services
Florida
$243K -$12.6K -267 -5%
William Blair & Company
12
William Blair & Company
Illinois
$241K +$235K +5,000 New
Wells Fargo
13
Wells Fargo
California
$166K -$119K -2,522 -42%
Advisor Group
14
Advisor Group
Arizona
$120K – – –
Bank of America
15
Bank of America
North Carolina
$101K +$37.6K +800 +62%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$93K +$26.1K +554 +40%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$67K – – –
UBS Group
18
UBS Group
Switzerland
$58K +$56.7K +1,205 New
MSI Financial Services
19
MSI Financial Services
Massachusetts
$6K – – –
Citadel Advisors
20
Citadel Advisors
Florida
– -$3.15M -71,045 Closed